Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 28 Advisory Limited (HK) Gifford, Richard (SFC:BTF061) -Rep 2023-01-03 2024-04-30
2     +RO 2024-04-30
3 AA Investment Management Limited Wong, Chi Hui 黃志栩 -Rep 2024-04-18 2024-04-26
4     +RO 2024-04-26
5 ABCI Securities Company Limited Yau, Ka Chi (SFC:AMA951) 邱家智 -Rep 2009-09-03 2024-04-25
6 Affluence Capital Limited Yu, Jian (SFC:BUT386) 俞健 +Rep 2024-04-24
7 Aletheia Analyst Network Limited Liu, Steven (SFC:BBE382) +Rep 2024-04-25
8 Alex KY Wong Asset Management Company Limited Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2022-03-30 2024-04-30
9 Allter Capital Management Limited Wang, Mian (SFC:BUN597) 王冕 +RO 2024-04-22
10 Alpha Asset Management (HK) Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 +Rep 2024-05-03
11 AM Squared Limited Cho, Ik Hyun -Rep 2021-05-04 2024-04-26
12   Wong, Ming Cheung 王銘祥 -Rep 2020-01-14 2024-04-26
13 Amundi Hong Kong Limited Lam, Ho Cheung (SFC:BCB787) 林浩祥 -Rep 2018-11-15 2024-04-30
14   Zhao, Zhao (SFC:AWY586) 趙曌 -Rep 2023-06-23 2024-04-26
15 Anuenue Securities Limited Yeung, Chun Hei 楊俊希 +Rep 2024-04-29
16 APG Investments Asia Limited Potts, Robert James -Rep 2019-10-14 2024-04-25
17 Apollo Capital Management Limited Lei, Yefen 雷叶芬 +Rep 2024-04-30
18   Leu, Shuk Ling Ann 廖淑玲 +Rep 2024-04-30
19 Apollo Management Asia Pacific Limited Lim, Mei Ling (SFC:BUT997) +Rep 2024-05-03
20 Arcus Investment Asia Limited Pearson, Mark Anthony (SFC:BDD874) -RO 2014-06-09 2024-04-22
21 Ares Management Asia (Hong Kong) Limited Tan, Kian Seng (SFC:BRT216) 陳建胜 -Rep 2022-09-23 2024-05-01
22 ARISTO SECURITIES LIMITED Ng, Tze Chung 吳子聰 -RO 2022-10-18 2024-05-02
23 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 -Rep 2024-04-16 2024-04-30
24     +RO 2024-04-30
25 ASSET MANAGEMENT GROUP LIMITED Law, Ting Cheuk 羅廷倬 +Rep 2024-04-25
26 Augment Wealth Advisors Limited Wang, Kevin Haigeng -Rep 2024-04-09 2024-04-30
27     +RO 2024-04-30
28 Auspice Investment Management Limited Li, Jing (SFC:BUQ398) 李婧 +RO 2024-04-24
29 Austen Capital International Limited Hammami, Bayram +RO 2024-04-30
30 Avantua Capital Management Limited Gao, Yuanqi (SFC:BQL633) 高元褀 -Rep 2023-02-17 2024-05-03
31     +RO 2024-05-03
32   Li, Fong 李芳 -Rep 2022-06-22 2024-04-30
33 Awaken Thunder Capital Limited Lee, Benjamin Tsi Bun 李錫斌 +Rep 2024-05-03
34 AXA Investment Managers Asia Limited Chan, Jenny Ka Yun 陳嘉茵 +Rep 2024-04-29
35   Collins, Michael Antiporda +Rep 2024-04-29
36   Ho, Laetitia Chor Wan 何礎韻 +Rep 2024-04-29
37 Bain Capital Private Equity (Asia) Limited Feng, Yanjun 馮彥君 +Rep 2024-05-03
38 Balyasny Asset Management (Hong Kong) Limited Chau, Yuen Wun (SFC:BSV209) 鄒沅桓 -Rep 2022-08-29 2024-04-26
39   Schroeder, Scott Harvey -RO 2010-07-30 2024-04-30
40 Bamboo Creek Capital Management Limited Ma, He (SFC:BUI734) 馬赫 +RO 2024-04-29
41   Wu, Jie (SFC:BUI736) 吴杰 +RO 2024-04-29
42 Bamboo Hill Capital Management Limited Cheng, Wai Man (SFC:ANK374) 鄭偉民 +RO 2024-05-03
43   Yu, Hao (SFC:BNP558) 余昊 +RO 2024-05-03
44 BARCLAYS CAPITAL ASIA LIMITED Chen, Xuehua (SFC:AMZ173) 陳雪花 -RO 2022-12-05 2024-04-22
45 Basis Asset Management Limited Li, Li (SFC:BHM430) 李勵 -Rep 2024-04-15 2024-04-23
46 BETA INTERNATIONAL SECURITIES LIMITED Xiang, Xianxin 向弦信 +Rep 2024-04-26
47 BGC SECURITIES (HONG KONG) LLC Fan, Ho Nga 范皓雅 -Rep 2020-11-27 2024-04-30
48 BIL Wealth Management Limited Fu, Ruiting 付瑞婷 -Rep 2023-07-14 2024-04-29
49   Kong, Ying Hong 江映航 -Rep 2021-03-05 2024-04-26
50     +RO 2024-04-26
51 Blackhorn Wealth Management Limited Lee, Man Jun 李汶臻 -Rep 2021-08-13 2024-04-30
52     +RO 2024-04-30
53   Li, Wei (SFC:BUV485) 李維 +Rep 2024-04-26
54 BlackRock Asset Management North Asia Limited Song, Dinan 宋頔楠 +Rep 2024-04-29
55   Tse, Kun Mei 謝貫美 -Rep 2021-09-03 2024-05-01
56 BNP PARIBAS SECURITIES (ASIA) LIMITED Cheung, Vien Wing Yan 張穎欣 -RO 2021-09-28 2024-04-26
57 BOCHK Asset Management Limited Ng, Chun Fai (SFC:BUT795) 吳鎮煇 +Rep 2024-04-22
58 BOCI SECURITIES LIMITED Cheung, Lai Hung 張麗虹 +Rep 2024-04-24
59   Chow, Sai Keung 周世鏹 -Rep 2023-08-31 2024-04-23
60     +RO 2024-04-23
61   Lam, Yu Ching +Rep 2024-04-26
62 BOCOM International Asset Management Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2022-01-05 2024-05-03
63     +RO 2024-05-03
64 BOCOM International Securities Limited Zhuge, Leyi 诸葛乐懿 +Rep 2024-05-03
65 Bosera Asset Management (International) Co., Limited Baker, Mark (SFC:BHY118) +Rep 2024-04-30
66   Chen, Ruofan (SFC:BUW359) 陳若凡 +Rep 2024-04-30
67 BREVAN HOWARD (HONG KONG) LIMITED Bian, Huan 卞歡 -Rep 2022-07-05 2024-04-22
68   Ding, Yuejing 丁悦静 -Rep 2022-12-01 2024-04-22
69   Dunand-Chatellet, Clement Pierre -Rep 2023-09-06 2024-04-22
70   Jiang, Yuyu (SFC:BSU347) 蒋裕钰 -Rep 2022-07-27 2024-04-22
71   Li, Yuxuan (SFC:BTU364) 李宇軒 -Rep 2023-06-01 2024-04-30
72   Singh, Pawan Kumar (SFC:BSV482) -Rep 2022-08-08 2024-04-22
73 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Cai, Baozhu 蔡宝珠 +Rep 2024-04-22
74 BSQ CAPITAL MANAGEMENT LIMITED Lee, Yong Suk +RO 2024-05-02
75 C.M. Capital Advisors (HK) Limited Malone, Timothy Joseph (SFC:AXV753) -Rep 2022-05-20 2024-04-23
76     +RO 2024-04-23
77 Caitong International Asset Management Co., Limited Zhang, Ye (SFC:BBP233) 張曄 -RO 2020-06-15 2024-04-22
78 CAITONG INTERNATIONAL CAPITAL CO., LIMITED   -RO 2022-08-19 2024-04-22
79 CANTON MUTUAL FINANCIAL LIMITED Tian, Jiachao 田嘉超 +Rep 2024-04-23
80 Capital International, Inc. Bettini, Damir (SFC:BUV198) -Rep 2024-04-22 2024-04-26
81   McCann, Damien (SFC:BUU929) -Rep 2024-04-19 2024-04-24
82   Takemasu, Shinya +Rep 2024-04-26
83 Capstone Capital Management Limited Bai, Xiangliang 白相良 -Rep 2023-11-17 2024-04-26
84 CASH Wealth Management Limited Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
85   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
86 CATL Capital Limited Du, Hao (SFC:BCB913) 杜浩 +RO 2024-05-02
87   Wang, Hongbo (SFC:BIR375) 王紅波 +RO 2024-05-02
88   Wang, Shuimiao 王水淼 +RO 2024-05-02
89 CCB INTERNATIONAL SECURITIES LIMITED Wong, Po Chin 黃步前 -Rep 2022-04-27 2024-04-26
90 CDIB Capital International (Hong Kong) Corporation Limited Loh, Terence Paul Keng Ann 羅慶安 -Rep 2022-05-26 2024-04-30
91 CELESTIAL SECURITIES LIMITED Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
92   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
93 CENTALINE SECURITIES LIMITED Choi, Nicholas Chun Keung 蔡振強 +Rep 2024-04-25
94 CENTALINE WEALTH MANAGEMENT LIMITED   +Rep 2024-04-25
95 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 +Rep 2024-04-22
96 CES Commodities (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
97 CES Forex (HK) Limited   -Rep 2022-07-14 2024-04-26
98 CF GLOBAL (HK) LIMITED Fleming, Robert James Gilbert -RO 2024-04-30
99 CGL IM Financial Management Limited Li, Maochun 李茂春 +RO 2024-05-02
100   Wong, Chi Ming (SFC:AYK887) 黃志明 +RO 2024-05-02
101 CGS International Securities Hong Kong Limited Noverdanius, Handy -Rep 2024-04-29 2024-04-30
102 Changjiang Futures (HK) Limited Chan, Man Kit (SFC:BIY774) 陳文杰 -Rep 2017-02-13 2024-04-29
103   Chen, Dexin (SFC:BAZ282) 陳德欣 -Rep 2017-02-27 2024-04-29
104   Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2013-02-14 2024-04-29
105   Xie, Jialin 謝嘉琳 -Rep 2020-12-28 2024-04-29
106   Yu, Ping (SFC:AOC864) 茹萍 -Rep 2012-08-22 2024-05-03
107 Changjiang Securities Brokerage (HK) Limited Ma, Tai 馬太 +Rep 2024-04-25
108   Ma, Xiangyun 馬祥云 +Rep 2024-04-25
109   Wei, Kai (SFC:BUT964) 魏凱 +Rep 2024-04-25
110   Wong, Pik Yan 黃碧欣 +Rep 2024-04-30
111   Wu, Yue (SFC:BTX561) 伍岳 +Rep 2024-04-30
112   Xiao, Yong (SFC:BUT918) 肖勇 +Rep 2024-04-25
113   Yu, Xuhui (SFC:BUU942) 于旭輝 +Rep 2024-04-30
114   Zhang, Chi (SFC:BUT917) 張馳 +Rep 2024-04-25
115 CHIEF COMMODITIES LIMITED Zhang, Yuer 張玉儿 +Rep 2024-04-25
116 CHIEF SECURITIES LIMITED   +Rep 2024-04-25
117 China Asset Management (Hong Kong) Limited Yang, Sensen 楊森森 -Rep 2024-02-21 2024-04-22
118 China Everbright Global Investment Advisors Company Limited Zhang, Fan (SFC:AWE514) 張帆 -RO 2021-02-22 2024-04-30
119 China Everbright Investment Management Limited   -RO 2022-05-16 2024-04-30
120 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Ruan, Cheng 阮晟 -Rep 2021-12-10 2024-04-24
121   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
122 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Lu, Liangjie 呂良杰 -Rep 2022-10-28 2024-04-23
123 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Li, Shi Yi 黎诗艺 +Rep 2024-04-22
124   Lu, Chenyang 鹿晨阳 +Rep 2024-04-24
125   Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
126   Sun, Yuanyuan (SFC:BUN498) 孙媛媛 +Rep 2024-04-24
127 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Sun, Chenshuai 孫陳帥 -Rep 2023-05-05 2024-04-26
128 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Jia (SFC:BHY707) 賈嘉 -RO 2017-08-14 2024-04-30
129 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -RO 2021-02-01 2024-04-30
130 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Bai, Yang (SFC:BOR612) 白揚 -Rep 2022-05-17 2024-04-26
131   Cao, Jiatong 曹佳桐 +Rep 2024-04-30
132   Chen, Jie (SFC:BUS538) 陳婕 +Rep 2024-04-30
133   Chen, Yating (SFC:BUU724) 陳雅婷 +Rep 2024-04-30
134   Chu, Ka Siu 朱嘉兆 -RO 2021-06-15 2024-04-29
135   Fan, Jingran 樊婧然 -Rep 2018-07-03 2024-04-23
136   Guo, Lejia 郭樂嘉 -Rep 2024-02-20 2024-04-22
137   Jia, Jia (SFC:BHY707) 賈嘉 -RO 2021-02-01 2024-04-30
138   Jiang, Luwei 蔣露薇 +Rep 2024-04-30
139   Li, Ziyue (SFC:BUS357) 李子悅 +Rep 2024-04-24
140   Liu, Qianwen (SFC:BUS531) 劉倩文 +Rep 2024-04-30
141   Qian, Kai (SFC:AZA933) 錢凱 -Rep 2012-02-16 2024-04-30
142   Wang, Xuemin (SFC:BUW047) 王學民 +Rep 2024-04-30
143   Wang, Yehan 王業涵 +Rep 2024-04-30
144   Wang, Yimeng (SFC:BUW185) 王一萌 +Rep 2024-04-30
145   Wong, Mei Sze (SFC:BUV723) 黃美詩 +Rep 2024-04-30
146   Wu, Yue (SFC:BUW217) 吳越 +Rep 2024-05-02
147   Xie, Yuyin 謝餘胤 +Rep 2024-04-24
148   Yan, Xiyu (SFC:BUS229) 閆汐語 +Rep 2024-04-24
149   Yang, Zijie (SFC:BUS854) 楊子捷 +Rep 2024-04-30
150 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Poon, Wai Yip (SFC:AUI080) 潘偉業 +Rep 2024-04-30
151 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Guo, Kaize 郭楷澤 +Rep 2024-05-02
152   Shang, Tianyu 尚天雨 -Rep 2022-07-06 2024-04-26
153   Tam, Ka Wai (SFC:AQB100) 譚嘉慧 +Rep 2024-05-03
154   Wang, Zhikai (SFC:BUI494) 王治凱 -Rep 2023-11-17 2024-04-30
155   Zhang, Yichi (SFC:BUV375) 張一弛 +Rep 2024-04-23
156 China PA Securities (Hong Kong) Company Limited Lee, Siu Ping J. P. 李兆平 +Rep 2024-05-03
157 China Re Asset Management (Hong Kong) Company Limited Wu, Yu (SFC:BUV987) 吴雨 +Rep 2024-04-22
158 China Renaissance Securities (Hong Kong) Limited Huang, Hao-Yang (SFC:BRR180) 黄皓旸 -Rep 2021-11-01 2024-04-30
159   Lam, Cynthia Wan Yee 林蘊怡 -Rep 2020-10-21 2024-04-22
160   Lam, Long Ching (SFC:BSH202) 林朗程 -Rep 2022-11-21 2024-04-22
161   Lin, Ruhan 林汝函 -Rep 2021-07-19 2024-04-22
162 China Securities (International) Corporate Finance Company Limited Huang, Ye (SFC:AXW924) 黃烨 -Rep 2017-08-11 2024-04-23
163     +RO 2024-04-23
164   Zhu, Lin (SFC:BSH274) 朱林 -Rep 2022-04-07 2024-04-30
165 CHINA SOUTHERN SECURITIES LIMITED Wong, Sheh Yung 王錫勇 -RO 2017-12-12 2024-04-30
166 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Geng, Changyong 耿长勇 +RO 2024-04-23
167 Chiyu International Capital Limited Man, Chung Ho 文中豪 +RO 2024-04-23
168 CHONG HING SECURITIES LIMITED Chow, Tsui Har 周翠霞 -Rep 2021-05-03 2024-05-01
169 CIAM Capital Management Limited Chan, Wing Kin (SFC:AUW795) 陳永健 -RO 2020-11-12 2024-04-30
170 CINDA INTERNATIONAL SECURITIES LIMITED Tam, Shun Kin 譚信堅 +Rep 2024-04-25
171 Citadel Securities (Hong Kong) Limited Xu, Xiaoyang (SFC:BRY512) 許曉陽 -Rep 2021-12-13 2024-04-22
172 CITIC CFI Securities Company Limited Huang, Weitao 黃韋淘 +Rep 2024-04-22
173 CITIC Futures International Company Limited   +Rep 2024-04-22
174 CITIC Securities (Hong Kong) Limited Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
175   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
176   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
177   Hou, Donglin 侯東霖 +Rep 2024-04-30
178   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
179   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
180   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
181   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
182   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
183   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
184   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
185   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
186   Sun, Yanlin 孙炎林 +Rep 2024-04-23
187   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
188   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
189   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
190   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
191   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
192   Wu, Jiangbo 吳江博 +Rep 2024-04-30
193   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
194   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
195   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
196   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
197   Yao, Rongji 姚鎔基 +Rep 2024-04-30
198   Yao, Zeguang 姚泽广 +Rep 2024-04-30
199   You, Qing 游青 -Rep 2023-05-22 2024-04-30
200   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
201   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
202 CITIC Securities Brokerage (HK) Limited Lau, Wing Hing 劉永興 -Rep 2021-09-01 2024-05-02
203   Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
204   Sung, Jacky Hon Kit 宋漢傑 -Rep 2007-11-14 2024-04-26
205   Wai, Shuk Chun 衞淑真 -Rep 2018-07-03 2024-04-29
206   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
207   Wu, Yijun (SFC:BDA182) 武怡君 +Rep 2024-04-24
208   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
209 CITIC Securities Futures (HK) Limited Sung, Jacky Hon Kit 宋漢傑 -Rep 2009-03-11 2024-04-26
210   Wu, Beiyi 吴倍熠 +Rep 2024-05-02
211   Xiang, Xuezhou 项雪舟 +Rep 2024-04-26
212 CITIC Securities International Global Markets Limited Lee, Pik Shan (SFC:BUW380) 李碧珊 +Rep 2024-05-02
213 Citigroup Global Markets Asia Limited Fang, Baorong 方宝荣 -Rep 2018-07-18 2024-04-30
214   Gao, Weifan 高偉凡 -Rep 2015-04-09 2024-04-22
215   Gupta, Pragya (SFC:BUX619) +Rep 2024-04-30
216   Hendrikse, Harald Christiaan -Rep 2024-04-24 2024-04-27
217   Kim, Tae-Woon -Rep 2024-04-22 2024-04-26
218   Lin, Giles Tung-Lung 林東龍 -Rep 2024-04-23 2024-04-29
219   Pineda, Arthur San Diego -Rep 2024-04-22 2024-04-26
220   Tan, Yong Hong -Rep 2024-04-22 2024-04-26
221   Wood, Paul Anthony (SFC:ARW848) +Rep 2024-05-03
222   Yu, In Cheol -Rep 2024-04-19 2024-04-25
223 CLC SECURITIES LIMITED Guo, Liang (SFC:BAZ980) 郭梁 -RO 2021-05-27 2024-04-23
224   Ma, Rujun 馬茹筠 -RO 2023-07-12 2024-04-23
225 CLSA LIMITED Cao, Yue (SFC:BUT582) 曹越 +Rep 2024-04-30
226   Chen, Hao (SFC:BUS786) 陈皓 +Rep 2024-04-30
227   Geng, Yao 耿尧 -Rep 2022-05-17 2024-04-30
228   Guarin, Jan Derrick Salas +Rep 2024-04-29
229   Hou, Donglin 侯東霖 +Rep 2024-04-30
230   Hu, Pujuan 胡蒲娟 -Rep 2023-11-22 2024-04-30
231   Lei, Juncheng 雷俊成 +Rep 2024-05-03
232   Li, Wenchao (SFC:BUT577) 李文超 +Rep 2024-04-30
233   Liu, Shisi 刘施思 -Rep 2021-08-18 2024-04-30
234   Liu, Yan (SFC:BSI122) 刘艳 -Rep 2022-05-27 2024-04-30
235   Liu, Yuan (SFC:BUS917) 刘源 +Rep 2024-04-30
236   Lu, Pei (SFC:BUS887) 鲁培 +Rep 2024-04-30
237   Ning, Zeyu 寧則宇 -Rep 2024-03-04 2024-04-30
238   Sheng, Xin (SFC:BUS505) 盛鑫 -Rep 2024-04-02 2024-04-30
239   Sun, Yanlin 孙炎林 +Rep 2024-04-23
240   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
241   Wang, Chenxiang 王晨翔 -Rep 2022-08-16 2024-04-30
242   Wang, Xiaoyang (SFC:BUS831) 王霄阳 +Rep 2024-04-30
243   Wei, Xi (SFC:BSI098) 魏玺 -Rep 2022-06-14 2024-04-30
244   Wu, Caojian 吴操健 -Rep 2020-10-08 2024-04-30
245   Wu, Jiangbo 吳江博 +Rep 2024-04-30
246   Wu, Zhenrong (SFC:BUS885) 吴臻荣 +Rep 2024-04-30
247   Xu, Chaoyi 徐超逸 +Rep 2024-04-30
248   Yang, Kailun 楊凱倫 -Rep 2023-07-26 2024-04-30
249   Yang, Quan (SFC:BUS697) 杨权 +Rep 2024-04-30
250   Yao, Rongji 姚鎔基 +Rep 2024-04-30
251   Yao, Zeguang 姚泽广 +Rep 2024-04-30
252   You, Qing 游青 -Rep 2023-05-22 2024-04-30
253   Zhao, Yan (SFC:BUS862) 赵岩 +Rep 2024-04-30
254   Zhou, Yunfeng (SFC:BUV611) 周昀锋 -Rep 2024-04-26 2024-04-30
255   Zhu, Qiang (SFC:BUS795) 朱强 +Rep 2024-04-30
256 CMB INTERNATIONAL FUTURES LIMITED Chen, Hung Yin (SFC:AOT755) 陳宏印 +Rep 2024-04-30
257   Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
258 CMB International Global Markets Limited Liang, Xiaojun (SFC:BRR561) 梁晓鈞 +Rep 2024-04-30
259   Wong, Ming Him (SFC:AXJ784) 黃銘謙 -Rep 2022-01-26 2024-04-26
260 CMB International Securities Limited Du, Xin (SFC:BUW406) 杜鑫 +Rep 2024-04-29
261   Ma, Wing Lam (SFC:BUW014) 馬穎琳 +Rep 2024-04-29
262   Man, Kit Ching 文潔貞 +Rep 2024-04-30
263 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
264     +RO 2024-05-02
265   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
266     +RO 2024-04-24
267 CMBC SECURITIES COMPANY LIMITED Ho, Kenny Yui Kwong 何銳光 -Rep 2024-04-02 2024-05-02
268     +RO 2024-05-02
269   Jia, Kaiyuan 賈鎧源 +Rep 2024-04-26
270   Liu, Yanming (SFC:BPY788) 刘彦明 +Rep 2024-04-26
271   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
272     +RO 2024-04-24
273   Yang, Xinwei (SFC:BTX726) 杨鑫蔚 +Rep 2024-04-22
274 CNCB (Hong Kong) Capital Limited Jiang Y, Ikai 蔣依愷 +Rep 2024-04-22
275 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Lee, Yiu Wai 李耀偉 -Rep 2016-07-01 2024-04-24
276 Cowell & Lee Capital Management Limited Tian, Hanbo 田瀚博 -Rep 2023-12-21 2024-04-30
277 CPIC Investment Management (H.K.) Company Limited Lau, Chun Sing (SFC:AMF586) 劉振昇 +Rep 2024-04-25
278   Yeung, Chun Chak 楊秦澤 +Rep 2024-04-25
279 CPPIB Asia Inc. Fu, Qianqian 傅騫騫 -RO 2022-08-10 2024-04-22
280 Credit Suisse (Hong Kong) Limited Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2019-12-12 2024-04-22
281   Ye, Rong (SFC:AYZ033) 葉戎 -Rep 2022-07-18 2024-04-22
282 CTI Capital Hong Kong Limited Chua, Syo Kat 蔡思杰 -Rep 2017-06-13 2024-05-03
283 CVC Asia Pacific Limited Kinger, Samir +Rep 2024-04-30
284 CVG Capital Co, Limited Zhou, Yuan (SFC:BUQ282) 周源 +RO 2024-04-24
285 Dafei Digital Asset Management Limited Chan, Kwan Kit (SFC:BGN371) 陳君傑 +RO 2024-04-23
286   Yu, Lok Man 余樂文 +RO 2024-04-23
287 Daiwa Capital Markets Hong Kong Limited Tan, Jian Kai Darren +Rep 2024-05-03
288   Xuan, Bianfei 宣邊斐 -Rep 2024-02-19 2024-04-25
289 DBS VICKERS (HONG KONG) LIMITED Ko, Fung 高鋒 +Rep 2024-04-26
290 DELTA ASIA SECURITIES LIMITED Cheung, Gordon Kwan Ping 張君平 +Rep 2024-05-02
291   Law, Tsz Jing 羅梓靜 -Rep 2023-06-16 2024-04-30
292 Dimensional Hong Kong Limited Cornell, Emily Lawless -Rep 2024-04-22 2024-04-24
293   Teasdel, Joel Hamish Gregory John -Rep 2024-04-16 2024-04-24
294 DL Digital Family Office (HK) Limited Li, Kin Sang 李鍵生 +Rep 2024-04-25
295   Wu, Mengnan 吳梦楠 +RO 2024-05-03
296 Dongxing Securities (Hong Kong) Asset Management Company Limited Tsoi, Ka Hung 蔡嘉鴻 -RO 2023-06-06 2024-04-30
297 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Hoebrechts, Pierre Eric +RO 2024-05-02
298 Eastspring Investments (Hong Kong) Limited Chong, Siang Hooi 張向暉 -Rep 2021-11-15 2024-04-24
299 Eclipse Options (HK) Limited Parker, Barry Neil +RO 2024-04-29
300   Wong, Po Yue Bowie 王溥渝 -Rep 2021-09-24 2024-04-30
301 EM Asset Management Limited Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 -Rep 2024-03-27 2024-05-02
302     +RO 2024-05-02
303 EMP CAPITAL LIMITED Wu, Peizhe 吳沛哲 +Rep 2024-04-26
304 EMPEROR CORPORATE FINANCE LIMITED Li, Hoi Ting (SFC:BUU131) 李凱婷 +Rep 2024-05-03
305 EMPEROR FUTURES LIMITED Kee, Ka Lam 紀嘉霖 -Rep 2010-10-15 2024-04-26
306   Lo, Chris Tsz On 盧子安 -Rep 2023-06-14 2024-05-03
307 EMPEROR SECURITIES LIMITED (HK) Kee, Ka Lam 紀嘉霖 -Rep 2008-10-03 2024-04-26
308   Lo, Chris Tsz On 盧子安 -Rep 2024-04-17 2024-05-03
309 ENDOWUS HK LIMITED Chiu, Chee Wah Gloria (SFC:BUU841) 趙梓燁 +Rep 2024-04-26
310 ENHANCED INVESTMENT PRODUCTS LIMITED Ho, Ka Kuen (SFC:BNY636) 何家權 -Rep 2022-08-15 2024-05-01
311 Essence Futures (Hong Kong) Limited Fu, Shelly 傅願好 -Rep 2015-10-12 2024-04-26
312 Essence International Securities (Hong Kong) Limited   -Rep 2014-11-11 2024-04-26
313 Ever Fountain Asset Management Limited Law, Wing Tat -Rep 2021-07-09 2024-04-30
314 Everbright Securities Digital Finance (HK) Limited Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
315 Everbright Securities Investment Services (HK) Limited Mak, Wing Yan (SFC:AYS444) 麥詠恩 +Rep 2024-04-24
316   Man, Chi Hung (SFC:BPX645) 文志洪 -Rep 2020-08-04 2024-05-03
317   Tsui, Yuk Ming 徐鈺明 -Rep 2022-07-14 2024-04-26
318 Evercore Asia Limited Panas, George Alexander -Rep 2022-11-23 2024-04-30
319 EXCEL PRECISE SECURITIES LIMITED Chu, Dominic Sung Hei 朱崇希 -RO 2021-07-23 2024-04-23
320 Excelerate Fund Management Limited Eng, Tik San 伍滌燊 +Rep 2024-04-26
321 Expecta Capital Limited Li, Shuangxing 李双星 -RO 2023-01-26 2024-04-30
322 Expedition Securities Limited Meng, Meng (SFC:BTU179) 孟夢 +RO 2024-05-02
323 FAIRWIN BROKING LIMITED Kwong, David Yau Wai 鄺有為 -Rep 2017-01-23 2024-05-02
324   Soo, Chi Kit 蘇志傑 -RO 2021-03-16 2024-05-03
325 Far East Horizon Asset Management Limited Chen, Yulong 陳宇龍 -RO 2024-01-17 2024-04-30
326   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
327 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Chen, Yulong 陳宇龍 -Rep 2023-04-12 2024-04-30
328   Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
329 FDB Asset Management Limited Yuen, Ka Lun 袁嘉麟 -Rep 2023-09-13 2024-04-30
330     +RO 2024-04-30
331 FIL Investment Advisors Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
332 FIL Investment Management (Hong Kong) Limited Lam, Sheung Cherenade 林湘 -Rep 2023-03-22 2024-04-29
333   Xu, Luyan 許路雁 -Rep 2015-10-09 2024-04-26
334   Yan, Tao (SFC:BUX504) 颜韬 +Rep 2024-04-30
335 FIRST SHANGHAI SECURITIES LIMITED Qu, Jiayi 曲佳宜 -Rep 2020-04-08 2024-04-30
336 FITCH (HONG KONG) LIMITED He, Dan (SFC:AXZ647) 賀丹 -Rep 2015-04-20 2024-04-22
337   Shi, Lulu 石露露 -Rep 2019-01-09 2024-04-22
338   Soni, Nitin -Rep 2011-06-09 2024-04-22
339 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED He, Tianzhong 何天仲 +Rep 2024-04-24
340 Forwin Capital Management Limited Chan, Stephen Yin Wai 陳賢偉 -Rep 2021-06-03 2024-05-03
341 Fosun Asset Management Limited Han, Tinghui Christopher 韩霆晖 -Rep 2023-11-20 2024-04-30
342 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Crawford, Andrew Gilbert -Rep 2023-09-01 2024-04-22
343 Frontier Asset Management (Hong Kong) Limited Li, Weijia (SFC:BFU370) 李唯嘉 +Rep 2024-05-03
344 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 +Rep 2024-04-23
345 FULBRIGHT FUTURES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
346   Lee, Yun Sum 李潤森 -Rep 2012-01-11 2024-04-30
347 FULBRIGHT SECURITIES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
348   Lee, Yun Sum 李潤森 -Rep 2009-09-11 2024-04-30
349 FWD Financial Planning Limited (HK) Lam, Yat Ki 林逸奇 +Rep 2024-04-22
350 GALAXY ASSET MANAGEMENT (H.K.) LIMITED Yu, Bobby Jump Ming 余湛銘 +RO 2024-04-25
351 GAOYU SECURITIES LIMITED Ip, Thomas Hon Tak 葉漢德 +RO 2024-04-30
352   Wu, Zishan 吳紫珊 +Rep 2024-04-22
353 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -RO 2018-01-08 2024-04-30
354 GET NICE SECURITIES LIMITED   -RO 2018-01-08 2024-04-30
355 GF Asset Management (Hong Kong) Limited Guo, Ziyu (SFC:BUV320) 郭子漁 +Rep 2024-04-29
356 GF FUTURES (HONG KONG) CO., LIMITED Li, Zhen (SFC:BUX151) 李臻 +Rep 2024-05-02
357 GF Securities (Hong Kong) Brokerage Limited Shih, Pai Chien 施百謙 +Rep 2024-04-24
358   Zheng, Kai (SFC:BUU989) 郑恺 +Rep 2024-05-02
359 GLENWORTH CAPITAL LIMITED Yoo, Junbeom +Rep 2024-04-22
360 GLP HK Investment Management Limited Law, Juliana Yin Yan 羅殷妍 -Rep 2022-09-26 2024-04-22
361 GMO-Z.com Forex HK Limited Lau, Ka Fung (SFC:BUV731) 劉家豐 +Rep 2024-04-22
362 Goldbridge Securities Limited Fu, Jianwen 傅鍵文 -Rep 2019-11-01 2024-04-23
363 Golden Continent Securities Co., Limited An, Zhenyu 安貞豫 +Rep 2024-04-22
364   He, Tianzhong 何天仲 +Rep 2024-04-24
365 Golden Hen Investment Management Limited Guan, Yongbin 管永斌 +RO 2024-04-26
366 Golden K2 Securities Limited Qian, Zhe (SFC:BSZ485) 錢喆 -Rep 2024-03-04 2024-05-02
367     +RO 2024-05-02
368 Golden Rich Securities Limited Kwok, Chun Ho (SFC:BPW106) 郭俊浩 +Rep 2024-04-26
369 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han +Rep 2024-05-03
370   Chen, Ming (SFC:BUX198) 陈明 +Rep 2024-05-03
371   Chen, Zilin (SFC:BOS492) 陳梓林 -Rep 2023-07-24 2024-04-27
372   Hattori, Enna (Kristina) +Rep 2024-05-02
373   Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
374   Li, Cheng (SFC:BUX188) 李成 +Rep 2024-05-02
375   Tang, Su See 陳淑茜 +Rep 2024-04-24
376   Yadav, Prashant (SFC:BKC039) +Rep 2024-05-03
377   Yin, Haobo 銀浩博 +Rep 2024-04-22
378 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Hattori, Enna (Kristina) +Rep 2024-05-02
379   Leung, Kin Chung Jason 梁健聰 -Rep 2022-04-01 2024-04-23
380   Yin, Haobo 銀浩博 +Rep 2024-04-22
381 Goldstream Capital Management Limited Xu, Zhensheng (SFC:BEZ164) 徐振聲 +Rep 2024-04-23
382 Grand Capital Securities Limited Lee, Chak Ming 李澤銘 -Rep 2021-07-09 2024-04-24
383 GRAND PARTNERS SECURITIES LIMITED Xie, Weiquan 謝偉全 +RO 2024-05-03
384 Grey Investment Limited Ma, Fung Kuen 馬鳳娟 -RO 2012-02-21 2024-04-30
385 Guolian Securities International Capital Co., Limited Peng, Yuqiu 彭予秋 +Rep 2024-05-03
386   Wang, Huilin (SFC:BUS439) 王慧林 +Rep 2024-04-30
387   Zhang, Xiaotian (SFC:BUS214) 张晓天 +Rep 2024-05-03
388 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Li, Zhuolin (SFC:BUW410) 李卓林 +Rep 2024-05-02
389 GUOTAI JUNAN ASSETS (ASIA) LIMITED Liu, Beining 劉蓓宁 +Rep 2024-04-23
390 GUOTAI JUNAN CAPITAL LIMITED Pok, Ming Kai 卜銘佳 -Rep 2021-03-05 2024-05-01
391   Wang, Zhengrui 王正睿 +Rep 2024-04-23
392 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bai, Ge 白舸 -Rep 2019-10-09 2024-05-01
393   Yang, Dongting 杨冬庭 +Rep 2024-04-23
394 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Feng, Hao (SFC:BUQ780) 馮浩 +Rep 2024-04-24
395 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-12-19 2024-04-23
396 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Lixing 程立行 +Rep 2024-04-26
397 HAITONG INTERNATIONAL FUTURES LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-12-27 2024-04-26
398 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Lo, Tsz Ying Joey 盧芷盈 -Rep 2022-10-14 2024-04-23
399 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cai, Jiazhu 蔡佳竹 -Rep 2018-09-13 2024-04-26
400   Cheng, Lixing 程立行 +Rep 2024-04-26
401 HANSUI CAPITAL COMPANY LIMITED Tse, Hang Yik 謝恒億 +Rep 2024-04-22
402   Yung, Lai Hei 翁勵熹 +Rep 2024-04-29
403 HANTEC SECURITIES CO., LIMITED Chow, Lai Yin (SFC:AHS607) 周禮賢 +Rep 2024-04-23
404 HANTEC WEALTH MANAGEMENT COMPANY LIMITED   +Rep 2024-04-23
405 Hash Blockchain Limited Ho, Wing Lung 何穎龍 +Rep 2024-04-24
406   Pan, Wang (SFC:BUS504) 潘望 +Rep 2024-04-24
407 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED Zhang, Ning (SFC:ANE665) 張寧 -Rep 2013-12-30 2024-04-26
408 HEAD & SHOULDERS SECURITIES LIMITED   -Rep 2013-12-30 2024-04-26
409 Holly International Asset Management Company Limited Guo, Qi (SFC:AZB400) 郭琦 -Rep 2023-05-18 2024-04-30
410 Holly International Financial Holdings Limited Yu, Chun Kit (SFC:AFF091) 余俊傑 -Rep 2023-04-27 2024-04-23
411 HONG & HONG PARTNERS LIMITED Ho, Stephen Wing Yuen 何永源 +RO 2024-04-30
412   Lee, David Seungwoo +RO 2024-04-30
413   Wu, Xiangping (SFC:BUF983) 吳香平 +RO 2024-04-30
414 HSBC BROKING FOREX (ASIA) LIMITED Yu, Shuk Fong 余淑芳 +Rep 2024-04-26
415 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2024-04-26
416 HSBC BROKING SECURITIES (ASIA) LIMITED   +Rep 2024-04-26
417 HSBC Corporate Finance (Hong Kong) Limited Chen, Siyu (SFC:BMJ697) 陳絲雨 -Rep 2018-04-10 2024-04-22
418   Choi, Wang Ngai 蔡弘毅 -Rep 2023-07-28 2024-05-03
419   Xiu, Huize 修匯澤 -Rep 2022-08-16 2024-04-22
420 HSBC Global Asset Management (Hong Kong) Limited Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
421   Mitchell, Paul Stuart (SFC:BTK787) -Rep 2024-04-19 2024-04-25
422   Radovic, Tina +Rep 2024-05-02
423 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Kwan, Kin Shing (SFC:BIX408) 關健成 -Rep 2017-01-13 2024-04-30
424   Mitchell, Paul Stuart (SFC:BTK787) -Rep 2024-04-19 2024-04-25
425   Radovic, Tina +Rep 2024-05-02
426 Hua Liang Asset Management Limited Ho, Arion Man Yiu 何汶叡 +Rep 2024-04-23
427 Hua Liang Securities Limited   +Rep 2024-04-23
428 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-04-23
429 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cheng, Yihong 程益竑 +Rep 2024-05-03
430   Du, Changqing (SFC:BUU858) 杜长庆 +Rep 2024-05-03
431   Jia, Xiaokan 賈小侃 -Rep 2022-11-30 2024-04-29
432     +RO 2024-04-29
433   Jiang, Liehan 姜列晗 +Rep 2024-05-03
434   Li, Leyu 李乐予 +Rep 2024-05-03
435   Li, Shengjie (SFC:BUU861) 李圣洁 +Rep 2024-05-03
436   Ma, Yi (SFC:BUI909) 馬逸 -Rep 2023-12-12 2024-04-26
437   Shi, Jinfeng 史进峰 +Rep 2024-05-02
438   Sun, Ke (SFC:BUU944) 孙科 +Rep 2024-05-03
439   Wang, Ran (SFC:BUU867) 王然 +Rep 2024-05-03
440   Wang, Wusheng (SFC:BUU779) 汪无声 +Rep 2024-05-03
441   Xu, Xi (SFC:BUU838) 许曦 +Rep 2024-05-03
442   Zuo, Wei (SFC:BUV722) 左玮 +Rep 2024-05-03
443 HUMMINGBIRD PARTNERS LIMITED Lim, Michelle Shiyun 林詩筠 +RO 2024-04-29
444 Hywin Asset Management (Hong Kong) Limited Chen, Chi Jen +Rep 2024-04-29
445   Chen, Yu Guang 陳俞光 +Rep 2024-04-29
446 HZ CAPITAL LIMITED (HK) Ramsay, James Thomas -RO 2019-03-22 2024-04-30
447   Wang, Xiaotian (SFC:BAO743) 王小天 -RO 2021-03-30 2024-04-30
448 ICAP Securities Hong Kong Limited Chang, Andrew (SFC:BIE912) -Rep 2018-10-01 2024-04-30
449   Ho, Ho Ching Daniel 何浩正 +Rep 2024-04-26
450 ICBC Asset Management (Global) Company Limited Shang, Lei (SFC:BNH677) 尚磊 -Rep 2021-02-17 2024-04-30
451 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Siyuan (SFC:BUX144) 陳思元 +Rep 2024-04-30
452 iFAST Financial (HK) Limited Chow, Yiu Kei (SFC:BJQ827) 周曜基 -Rep 2017-07-10 2024-04-24
453     +RO 2024-04-24
454 iFAST Global Markets (HK) Limited Chan, Franki Ming Fai 陳明輝 +Rep 2024-04-26
455   So, Po Sim 蘇寶嬋 +Rep 2024-04-22
456   Tsang, Hing Wan 曾慶雲 +Rep 2024-04-26
457   Yu, Enoch 余以諾 +Rep 2024-04-26
458 Impeccable Asset Management Limited Chang, Kwok Fai 鄭國輝 -RO 2022-04-28 2024-04-30
459 INFINI CAPITAL MANAGEMENT LIMITED Jing, Yilin +Rep 2024-04-22
460 Innomed Capital (Hongkong) Co., Limited He, Xing (SFC:BUH533) 何邢 +RO 2024-04-22
461   Wu, Xihan 吳希罕 +RO 2024-04-22
462 INVESCO HONG KONG LIMITED Fin, Derek Dragon -Rep 2024-04-19 2024-04-24
463   Tam, Wai Sze Tiana 譚慧詩 +Rep 2024-04-24
464 IvyRock Asset Management (HK) Limited Huang, Jingying (SFC:BAI752) 黃晶瑩 +RO 2024-04-23
465 J.P. MORGAN BROKING (HONG KONG) LIMITED Akito, Shuichi -Rep 2018-09-26 2024-04-30
466   Hwang, Il Youn +Rep 2024-05-03
467   Virdi, Kieran Singh +Rep 2024-04-24
468 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Kwang, Kam Shing (SFC:ABP548) 關金星 +Rep 2024-04-29
469 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 +Rep 2024-04-29
470 JANCHOR PARTNERS LIMITED Battenfeld, Brenton George +Rep 2024-04-22
471 Jefferies Hong Kong Limited Leiter, Jesse Ryan -Rep 2018-07-30 2024-04-25
472 Jones Lang LaSalle Real Estate Advisory Limited Lee, Janice Yuan Rong 李元容 -Rep 2022-05-16 2024-04-30
473 JOY RICH SECURITIES INVESTMENT LIMITED Kong, Ka Leung 江嘉亮 -Rep 2017-08-28 2024-04-30
474 Jupiter Asset Management (Hong Kong) Limited Konrad, Samuel -Rep 2024-04-22 2024-04-25
475 Kerogen Capital (Asia) Limited Patel, Anish Nagin -Rep 2011-10-17 2024-04-30
476 Keyrock Capital Management Limited Sakuma, Shoto +Rep 2024-04-26
477 KGI ASIA LIMITED Chan, Chun Wai (SFC:BPF164) 陳振為 +Rep 2024-04-26
478   Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
479   Lit, Yim King 列艷琼 -Rep 2021-04-07 2024-04-26
480   Lo, Kim Kam Irene 羅劍琴 +Rep 2024-04-26
481   Tuen, Hei Ching 段羲澄 +Rep 2024-04-26
482   Wong, Mei Yan (SFC:BIE903) 黃美茵 -Rep 2017-10-03 2024-04-30
483 KGI FUTURES (HONG KONG) LIMITED Lee, Anita Ching Yee 李靜儀 -Rep 2018-05-24 2024-04-30
484 KINGKEY ASSET MANAGEMENT LIMITED Chan, Pui Ling (SFC:BFP667) 陳珮玲 +Rep 2024-04-25
485   Wei, Zhensheng 魏振胜 +Rep 2024-04-30
486 KKR CAPITAL MARKETS ASIA LIMITED Zhang, Anna Chang +Rep 2024-04-29
487 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Gowoon -Rep 2024-04-29 2024-04-30
488 LAZARD ASIA (HONG KONG) LIMITED Zhu, Mengyao 朱梦嶢 -Rep 2014-07-04 2024-04-26
489     +RO 2024-04-26
490 Lazarus Asset Management Limited Law, Man Feng +Rep 2024-04-26
491 Leading Securities Company Limited Deng, Bin (SFC:BPC621) 鄧斌 -Rep 2020-01-09 2024-04-30
492   Wu, Miaomiao (SFC:BPN758) 武苗苗 -Rep 2020-04-28 2024-04-30
493 LEE'S SECURITIES COMPANY LIMITED Yu, Chiu Kui 余潮駒 -RO 2005-01-03 2024-04-24
494 Leo Capital Corp (Hong Kong) Limited Lai, Ho Yi 黎可兒 -Rep 2023-03-14 2024-04-30
495 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Caruso, Claudio (SFC:BUG430) -Rep 2024-02-26 2024-04-30
496 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Chan, Man Chung (SFC:BUV989) +Rep 2024-04-30
497   Cheung, Peggy Ah Lai 張雅麗 +Rep 2024-05-02
498   Goeldi, Kirin +Rep 2024-04-23
499   Kastenholz, Mika Arnold -Rep 2023-07-24 2024-04-24
500     +RO 2024-04-24
501   Lai, On Kee +Rep 2024-05-02
502   Lo, Yuen Fong 羅婉芳 +Rep 2024-04-30
503   Pang, Ling (SFC:BUW299) 彭寧 +Rep 2024-05-02
504   Tang, Lingling (SFC:BUU856) +Rep 2024-04-23
505   Wong, Ka Wai Clarie +Rep 2024-04-23
506 Lianhe Ratings Global Limited Jiang, Yuyin 江毓寅 -Rep 2021-09-17 2024-04-30
507 LINGJUN CAPITAL (HONG KONG) LIMITED Tang, Yingkai 唐英凱 -Rep 2023-11-02 2024-04-30
508 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 +RO 2024-04-30
509 Linkways Investment Management Limited   +RO 2024-04-30
510 Liquidity Finance (Hong Kong) Limited Bennett, Russell Stirling -RO 2020-12-10 2024-04-30
511   Jindel, Rashu +RO 2024-04-29
512   Quach, Julien Stanislas 何詩諭 -RO 2021-12-07 2024-04-30
513 Long Corridor Asset Management Limited Cheng, Liqi 程立琦 -Rep 2021-12-30 2024-04-30
514 LONGREACH GROUP LIMITED (THE) Lam, Wai Ying (SFC:BPS645) 林慧盈 -Rep 2021-05-05 2024-04-25
515 LUK FOOK SECURITIES (HK) LIMITED Chan, Man Tat (SFC:AUS301) 陳文達 -Rep 2011-12-30 2024-04-30
516   Lam, Kit Hing 林潔卿 -Rep 2023-10-12 2024-04-30
517 MACQUARIE CAPITAL LIMITED Lai, Yu Jang 賴昱璋 +Rep 2024-05-03
518   Stein, Robert Andrew (SFC:BTL473) +Rep 2024-05-03
519 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Dupuy Vaudour, Elise Lydia Michele +Rep 2024-04-29
520   Northam, Edward Patrick (SFC:BUW109) +Rep 2024-04-29
521   Vickers, Harry Charles Philip (SFC:BUV940) +Rep 2024-04-29
522 Macquarie Markets Trading Limited Wong, Wai Lung (SFC:BAB062) 黃偉龍 -Rep 2023-01-18 2024-04-24
523 MACROWATERS ASIA FUND MANAGEMENT LIMITED Lin, Fengyuan 林丰源 -Rep 2024-02-21 2024-05-02
524     +RO 2024-05-02
525 Manulife Investment Management (Hong Kong) Limited Liang, Shiming (SFC:BQN928) 梁詩茗 +Rep 2024-04-30
526 MARSHALL WACE ASIA LIMITED Bhalla, Sumeet Kumar +Rep 2024-04-23
527   Xie, Jing (SFC:APA939) 謝婧 -Rep 2014-03-12 2024-04-30
528 Mason Futures Limited (HK) Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
529   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
530 Mason Securities Limited Chiu, Philip Ho Hei 趙可喜 -Rep 2024-04-27
531   Mo, Rena Choi Ying 毛賽英 -Rep 2024-04-27
532 MAXA CAPITAL LIMITED Chen, Alan Leh Chiarng 陳樂強 -RO 2022-05-06 2024-04-29
533 MCM Asia Limited Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
534 MCM INVESTMENT PARTNERS LIMITED   +Rep 2024-04-23
535 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei -Rep 2024-04-19 2024-04-26
536   Gupta, Abhay (SFC:BUC126) -Rep 2024-04-19 2024-04-26
537   Schneider, Horst Bernd -Rep 2024-04-19 2024-04-22
538   Shah, Amish Chandrakant +Rep 2024-05-03
539   Sun, Siwei 孫思偉 -Rep 2018-11-13 2024-04-24
540 Merrill Lynch Far East Limited   -Rep 2017-07-18 2024-04-24
541 MESSIS CAPITAL LIMITED Wong, Kwok Yin (SFC:AOG831) 王國賢 -RO 2023-05-04 2024-05-02
542 Meyer Capital Group Limited Chow, Yiu Chung 周耀聰 -RO 2022-03-02 2024-04-30
543 MicroBit Capital Management Limited Huang, Seth Haoting 黃浩霆 +RO 2024-04-30
544   Khuong, Kenny Chun Yu 姜振宇 +RO 2024-04-30
545   Sun, Tongcheng 孫通成 +Rep 2024-04-30
546   Zhang, Tianshu (SFC:BUD126) 張天樹 +Rep 2024-04-30
547 MIGLICO INVESTMENTS LIMITED Ho, Kwong Yu (SFC:BGN227) 何光宇 -RO 2022-05-03 2024-04-25
548 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Shi, Zhiyuan (SFC:BUV714) 史致遠 +Rep 2024-04-24
549   Song, Wenzhi 宋文陟 +Rep 2024-04-23
550 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chen, Bingyao 陈冰瑶 +Rep 2024-04-29
551 Mirae Asset Securities (HK) Limited Yuen, Wai Kin (SFC:ASP979) 袁偉健 +Rep 2024-05-03
552 MIZUHO SECURITIES ASIA LIMITED Cheon, Gene Young +Rep 2024-04-25
553   Docherty, Paul David -Rep 2022-03-14 2024-05-02
554   Iwami, Eugene Satoshi +Rep 2024-05-03
555   Yeung, Wing (SFC:BTY107) 楊詠 -Rep 2023-07-07 2024-04-30
556 MOELIS & COMPANY ASIA LIMITED Sun, Zipei 孫仔培 -Rep 2023-12-15 2024-04-26
557 Morgan Stanley Asia Limited Apithy, Yenadjro Robert -Rep 2024-04-22 2024-05-02
558   Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
559   Chapman, Daniel John (SFC:ARB931) -Rep 2021-09-27 2024-05-03
560     +RO 2024-05-03
561   Chen, Jun Bing 陈俊兵 -Rep 2023-07-24 2024-04-22
562   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
563   Ekblom, Cedar Bronwen -Rep 2024-04-23 2024-04-25
564   Huang, Min (SFC:BFZ189) 黃敏 +Rep 2024-04-25
565   Ji, Jiechao 季婕超 -Rep 2024-04-23 2024-04-26
566   Kang, Kai (SFC:AYO807) 康愷 -RO 2022-06-14 2024-04-22
567   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
568   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
569   Qu, Shaohang 曲紹航 +Rep 2024-04-29
570   Scott, Andrew Geoffrey (SFC:BBE397) -Rep 2024-04-23 2024-04-25
571   Tanaka, Wataru (SFC:BUX850) +Rep 2024-05-03
572   Tran, Nguyen Khai +Rep 2024-05-03
573   Tse, Terry Michael 謝嘉豪 -Rep 2024-04-22 2024-04-26
574   Wong, Kwun Man 黃冠文 -Rep 2021-09-06 2024-04-22
575   Yu, Chung-Ling (SFC:BBJ027) 余仲齡 -Rep 2022-06-20 2024-04-23
576 Morgan Stanley Hong Kong Securities Limited Chan, Sin Hang (SFC:AQT279) 陳善行 -Rep 2014-10-16 2024-04-22
577   Chou, Chia-Wei 周嘉葳 -Rep 2019-02-28 2024-04-22
578   Lin, Hung Yu 林鴻宇 -Rep 2023-06-08 2024-04-30
579   Qian, Guangsen 錢廣森 -Rep 2021-04-21 2024-04-30
580   Tanaka, Wataru (SFC:BUX850) +Rep 2024-05-03
581 Motto Global Asset Management Limited Tong, Jenny 湯珍妮 +Rep 2024-04-25
582 MOUETTE SECURITIES COMPANY LIMITED Tsui, Kin Ling 徐健靈 -Rep 2018-02-14 2024-04-29
583     +RO 2024-04-29
584 NATIXIS ASIA LIMITED Shen, Suxin 沈苏欣 +Rep 2024-04-29
585 Natixis Investment Managers Hong Kong Limited Claringbull, Daniel Charles -Rep 2024-01-24 2024-04-23
586 NeoSpective Capital Limited Xiang, Hua (SFC:BFD798) 向華 -RO 2022-05-20 2024-04-27
587 NOAH HOLDINGS (HONG KONG) LIMITED Chong, Po Wai 莊堡威 +Rep 2024-05-02
588   Liu, Yan (SFC:BJY422) 劉彥 -RO 2021-06-15 2024-04-30
589   Liu, Yanling (SFC:BUV887) 劉雁凌 +Rep 2024-04-25
590   Shih, Ching Li 拾景莉 +Rep 2024-04-30
591   Zhang, Xiaozhou 張梟洲 +Rep 2024-05-03
592 NOMURA INTERNATIONAL (HONG KONG) LIMITED Kandavel, Vishnu Vardhanan -Rep 2024-04-12 2024-04-22
593   Maekawa, Misaki -Rep 2024-04-22 2024-04-29
594 Northern Trust Company of Hong Kong Limited (The) Eng, Bun Sieng -Rep 2011-10-10 2024-04-25
595     +RO 2024-04-25
596 Novel Wealth Management Limited Lai, Ka Ki (SFC:BRZ186) 黎家岐 -Rep 2022-01-20 2024-04-25
597 Oakwise Capital Management Limited Yu, Mao 于昴 +Rep 2024-04-30
598 Oasis Management (Hong Kong) Matsumoto, Iori -Rep 2020-01-20 2024-05-01
599 One Heritage Capital Management Limited Chan, Ringo Man Yeuk 陳文躍 -Rep 2022-11-01 2024-04-22
600   Chiu, Chi Yuen 趙志遠 -Rep 2020-07-08 2024-04-22
601   Kwok, Ho Ying 郭可盈 -Rep 2023-05-22 2024-04-22
602   Kwok, Wai Wa 郭偉華 -Rep 2021-02-17 2024-04-21
603   Law, Hiu Tung 羅曉彤 -Rep 2022-01-06 2024-04-22
604   Leung, Chin Hung Jacky 梁展鴻 -Rep 2022-08-23 2024-04-22
605   Liu, Desmond Luk Por 廖淥波 -Rep 2024-02-27 2024-04-30
606   Peh, Yi Ping 白一平 -Rep 2023-05-22 2024-04-22
607 OnePlatform Asset Management Limited Chan, Oi Ming 陳愛明 -Rep 2006-07-06 2024-04-24
608   Chan, Wilson Yui Sang 陳銳生 -Rep 2008-12-29 2024-04-25
609   Choi, Wai Sum 蔡慧森 -Rep 2021-02-09 2024-05-01
610   Choy, Hiu Tung 蔡曉東 -Rep 2020-02-10 2024-04-24
611   Chung, James Ho Bong 鍾灝邦 -Rep 2014-08-08 2024-04-25
612   Ko, Hon Yeung 高漢洋 -Rep 2004-10-05 2024-04-25
613   Lam, Chi Yuen (SFC:BEM793) 林志遠 -Rep 2014-11-18 2024-04-29
614   Lam, Pui Yu (SFC:BAP954) 林沛如 -Rep 2013-01-14 2024-04-24
615   Lee, Abel Kwong Kee 李廣基 -Rep 2024-05-01
616   Li, Wing Cheuk 李永焯 -Rep 2020-12-10 2024-04-24
617   Wong, Cheuk Man (SFC:BEI451) 黃灼敏 -Rep 2014-11-14 2024-05-01
618   Wong, Ka Yan (SFC:BOM903) 黃嘉恩 -Rep 2019-07-22 2024-04-25
619   Xiong, Dezhi (SFC:BPK752) 熊德志 -Rep 2020-03-30 2024-04-30
620   Yuen, Pui Ho (SFC:BOU260) 袁沛豪 -Rep 2019-10-14 2024-04-25
621   Zhao, Zhen (SFC:BCE999) 趙珍 -Rep 2013-12-02 2024-04-24
622 Optimas Capital Limited Huang, Xiang (SFC:ANI921) 黃翔 +Rep 2024-04-23
623 Oreana Financial Services Limited Huxley, Daniel William +Rep 2024-04-24
624 ORIENT SECURITIES LIMITED Lin, Xi (SFC:BPK764) 林曦 +RO 2024-04-30
625   Si, Bao Ling 施寶玲 +Rep 2024-05-02
626 Oshidori Securities Limited Lowe, Norman C. 勞樹源 -RO 2015-10-19 2024-04-30
627 OSL Asset Management Limited Ng, Andrew Ka Chun 吳家竣 -RO 2023-11-23 2024-04-23
628 OTCex Hong Kong Limited Lam, Louie Michael Tan 林義德 -Rep 2023-12-01 2024-04-30
629   Tsang, Hin Man (SFC:BHM828) 曾憲文 -RO 2022-07-04 2024-04-30
630 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Li, Houchen 李厚辰 -Rep 2023-11-28 2024-04-26
631 PAMFLEET ASSET MANAGEMENT (HK) LIMITED Lo, Kan Yau Singuz 羅根遊 -RO 2022-05-26 2024-04-30
632 PICKERS CAPITAL MANAGEMENT LIMITED Lo, Ho Shun 盧晧信 -Rep 2018-06-11 2024-04-24
633     +RO 2024-04-24
634 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique +Rep 2024-05-03
635   Kuo, Shao Yu 郭韶瑜 +Rep 2024-05-02
636   Payne, Gareth David (SFC:BTV371) +Rep 2024-05-03
637 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wang, Dongchen (SFC:AWX611) 王冬辰 -Rep 2021-03-26 2024-05-03
638   Wen, Xuanhao 文炫皓 -Rep 2023-08-15 2024-04-23
639 PJT Partners (HK) Limited Hwang, Jae Hyuk +Rep 2024-04-25
640 Planetree Futures Limited Lam, Kate Hiu Ha 林曉霞 -RO 2023-03-22 2024-04-22
641 Planetree Securities Limited   -RO 2023-03-22 2024-04-22
642 PLATINUM SECURITIES COMPANY LIMITED Lu, Zijun 陆子俊 -Rep 2022-07-18 2024-04-25
643 Point72 Hong Kong Limited Ni, Runbo 倪潤博 +Rep 2024-04-29
644 Polymer Capital Management (HK) Limited Miller, Elan +Rep 2024-04-23
645   Wang, Yujie (SFC:BOJ430) 汪聿杰 +Rep 2024-04-25
646 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ho, Yuen Ying (SFC:BPA537) 何宛螢 +Rep 2024-04-22
647   Liao, Shuli 廖舒立 +Rep 2024-04-26
648 Prior Securities Limited Pang, Lai Fan 彭麗芬 -Rep 2024-01-02 2024-04-29
649 Protium Capital Limited Wan, Katherine Ka Ki 溫嘉祺 -Rep 2024-03-28 2024-05-03
650     +RO 2024-05-03
651 Pulun International Capital Limited Koo, Pak Kin 古栢堅 -RO 2015-09-16 2024-04-25
652   Kwan, Ying 關瑩 -Rep 2023-09-01 2024-04-25
653   Tsui, Alvin Chun Ming 徐浚銘 -RO 2024-02-09 2024-04-25
654   Yau, Chi Wai (SFC:AUA441) 邱志偉 +RO 2024-04-29
655 PUREHEART CAPITAL ASIA LIMITED Chen, Haolan 陳浩嵐 +Rep 2024-05-03
656   Chen, Yue (SFC:BUW293) 陳越 +Rep 2024-04-29
657 PV Capital (HK) Limited Zhang, Xinliang 張辛亮 -Rep 2024-04-18 2024-04-24
658     +RO 2024-04-24
659 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 +Rep 2024-04-26
660   Li, Fengyun (SFC:BUW435) +Rep 2024-05-03
661   Wong, Ian Chung Ho 黃仲濠 +Rep 2024-04-29
662 Qube Research & Technologies Hong Kong Limited Guo, Yuzhou 郭豫舟 +Rep 2024-04-22
663 R SQUARED LIMITED Xu, Xinyan 許心嫣 +Rep 2024-04-26
664 Regent Capital Management Limited Huang, Shuyun (SFC:BQZ749) 黄淑芸 -Rep 2021-05-11 2024-04-30
665 RIME Capital Limited Song, Xingpei 宋星培 +Rep 2024-04-25
666 Rising Securities Limited Ma, Cheong Daniel +Rep 2024-04-29
667   Zhang, Wen (SFC:BMV073) 張雯 +Rep 2024-05-03
668 Robeco Hong Kong Limited Birmingham, John McElroy (SFC:BUV273) -Rep 2024-04-19 2024-04-24
669   Speetjens, Richard Petrus Elisabeth Gerardus -Rep 2024-04-18 2024-04-26
670   White, Joshua Campbell -Rep 2024-04-19 2024-04-24
671 ROOFER SECURITIES LIMITED Wu, Lei (SFC:BUS551) 吳蕾 +Rep 2024-04-30
672 Rostrum Grand Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-05-03
673 Rothschild & Co Hong Kong Limited Suddens-Spiers, Claire Rachel -Rep 2019-07-11 2024-04-30
674 ROYSTON SECURITIES LIMITED (GBEN) Tam, Christopher Siu Tong 譚兆棠 -RO 2022-11-28 2024-04-30
675 Schonfeld Strategic Advisors (Hong Kong) Limited Choi, Thomson Yik Hin 蔡亦軒 +Rep 2024-04-30
676 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William -Rep 2024-04-24 2024-04-26
677   Cheung, Wing Wo 張永和 -Rep 2024-04-24
678 SEAVI Advent Ocean Private Equity Limited Lok, Tsz Yu -Rep 2022-11-16 2024-04-24
679 SEEKERS ADVISORS H.K. LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2016-08-02 2024-04-30
680 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
681 Sensible Asset Management Limited   -RO 2022-03-02 2024-04-26
682 SFM HK Management Limited Fries Jr, Donald Brian -RO 2021-02-18 2024-04-24
683 SG SECURITIES (HK) LIMITED Okamura, Toshihiko -Rep 2011-03-14 2024-04-22
684 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, King Shing 陳敬誠 +Rep 2024-05-03
685 ShanZe Asset Management (Hong Kong) Limited Leung, Kai Hung (SFC:AMX297) 梁啟洪 +RO 2024-04-24
686 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Wong, Sai Fu 黃世富 -RO 2024-04-03 2024-05-02
687 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-03-18 2024-04-23
688 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED He, Tingting (SFC:BOZ736) 何婷婷 -Rep 2022-11-25 2024-05-03
689   Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-03-18 2024-04-23
690 SILVERSTONE INVESTMENTS LIMITED (HK) Au, Wai Keung (SFC:ACH192) 區偉強 -Rep 2022-03-25 2024-04-22
691 Sino-Rich Securities & Futures Limited Ngai, Ling Kwan 魏令君 -Rep 2008-12-02 2024-05-01
692 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Li, Guohui (SFC:BTX654) 李国徽 +Rep 2024-04-29
693 SINOPAC SECURITIES (ASIA) LIMITED Lin, En-Tzu 林恩慈 -Rep 2023-08-01 2024-04-30
694   Ting, Chung Man 丁仲文 +Rep 2024-04-25
695 Solomon JFZ (Asia) Holdings Limited Leung, Wai Kin (SFC:ANP306) 梁偉健 -RO 2021-10-26 2024-04-30
696   Tang, Veronica Chi Kwan 鄧芷君 +Rep 2024-04-26
697 Somerley Capital Limited Hesse, Jakob Fabian +Rep 2024-04-29
698 Soochow Securities International Brokerage Limited Li, Qiaochu (SFC:BSJ372) 李翹楚 -Rep 2022-04-29 2024-04-26
699 Soul Ventures Investment Limited Sun, Tiffany Oi Ying 孫藹瑩 +Rep 2024-04-26
700 South China Investment Management Limited Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
701   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
702 SOUTH CHINA RESEARCH LIMITED Wong, Allan Ding Pong 黃定邦 +RO 2024-04-24
703 SOUTH CHINA SECURITIES LIMITED Chan, June Tung Hung 陳東紅 -Rep 2021-12-21 2024-04-22
704   Lam, Leung Kit 林亮傑 -Rep 2024-03-12 2024-05-02
705   Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-04-18 2024-04-28
706 Space Securities Limited Ho, Kwong Yu (SFC:BGN227) 何光宇 -RO 2022-05-27 2024-04-25
707 SPDB International Capital Limited Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
708   Wang, Binzhou 王彬舟 +Rep 2024-05-03
709 SPDB International Securities Limited Chen, Cen (SFC:BPY603) 陳岑 -Rep 2020-09-23 2024-04-26
710   Feng, Changli (SFC:BJI357) 馮昌黎 +Rep 2024-04-30
711 SPRING SECURITIES LIMITED (HK) Liao, Shu Hang (SFC:BUQ123) 廖舒衡 +Rep 2024-04-25
712 St. James's Place (Hong Kong) Limited Doughty, Stephen Edward (SFC:ARH181) -Rep 2008-08-19 2024-04-30
713 STASHAWAY HONG KONG LIMITED Chan, Lap Yin (SFC:BSF983) 陳立賢 -Rep 2022-03-17 2024-05-02
714 Sun Life Asset Management (HK) Limited Chu, Felix 朱森民 -Rep 2022-03-29 2024-04-27
715 SUNHIGH FINANCIAL HOLDINGS LIMITED Wong, Man Kam (SFC:BCV344) 黃文鑫 -Rep 2017-12-22 2024-04-25
716 SunRiver International Securities Group Limited Cai, Hongfei (SFC:BPK909) 蔡鴻飛 +Rep 2024-05-02
717 Symmetry Investments (Hong Kong) Limited Wu, Qinxuan 吳沁軒 +Rep 2024-04-30
718 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 -Rep 2024-04-19 2024-04-30
719 Templewater Hong Kong Limited Lee, Tsz Tung Sonia 李芷僮 +Rep 2024-04-29
720 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
721 TIANDA ASSET MANAGEMENT LIMITED Shum, Wai Nap 岑偉納 -Rep 2020-06-05 2024-04-24
722 Tianqin International Asset Management Limited Chen, Shuyu (SFC:BSX577) 陳淑瑜 -RO 2022-11-10 2024-05-03
723   Qiu, Tingting 邱婷婷 -Rep 2024-04-15 2024-05-02
724     +RO 2024-05-02
725 Tiger Brokers (HK) Global Limited Huang, Xiaoyi (SFC:BQE176) 黃晓以 +Rep 2024-04-26
726 TOPAZ CAPITAL MANAGEMENT LIMITED Wong, Hou Hon 王皓瀚 -Rep 2022-06-29 2024-04-24
727 Topaz Financial Group Limited   -Rep 2022-06-29 2024-04-24
728 Toroa Management (HK) Limited He, Jiawei (SFC:BPC121) 何家威 +Rep 2024-04-22
729 TOV Capital Limited Chan, Mo Kit 陳武傑 -RO 2019-07-12 2024-04-30
730   Cheung, Hoi Fung 張凱豐 +RO 2024-04-26
731   Wong, Anson King Lung 黃勁龍 -RO 2019-11-19 2024-04-30
732 TradeGo Markets Limited Wang, Qian (SFC:BPH416) 王茜 +Rep 2024-04-24
733 UBS Asset Management (Hong Kong) Limited Van Riemsdijk, Adrianus Gijsbertus -Rep 2024-04-24 2024-04-26
734 UBS SECURITIES ASIA LIMITED Dwivedi, Prashant -Rep 2023-11-03 2024-04-25
735   Hindocha, Raj Kumar (SFC:BOL529) -Rep 2024-04-19 2024-04-25
736   Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
737   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
738 UBS SECURITIES HONG KONG LIMITED Dwivedi, Prashant -Rep 2023-11-03 2024-04-25
739   Liu, Hui (SFC:BUN771) 刘慧 -Rep 2024-01-09 2024-04-24
740   Tay, Ling Yin 郑琳颖 -Rep 2024-04-12 2024-04-27
741 UCAP Securities (HK) Limited Huang, Jen-Te 黃仁德 -Rep 2021-02-11 2024-04-30
742   Huang, Po Jui 黃柏睿 -Rep 2020-10-29 2024-04-30
743 UOB KAY HIAN (HONG KONG) LIMITED Choi, Sin Tung 蔡倩彤 -Rep 2022-10-11 2024-04-25
744   Wong, Ming Fai (SFC:ALW838) 王明輝 -Rep 2023-11-02 2024-05-03
745     +RO 2024-05-03
746 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Choi, Sin Tung 蔡倩彤 -Rep 2022-12-06 2024-04-25
747 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 +Rep 2024-05-02
748 VALUE PARTNERS HONG KONG LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
749   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
750 VALUE PARTNERS LIMITED Liu, Yunqi (SFC:BEA463) 刘芸琪 +Rep 2024-04-29
751   Wong, June Wai Man 黃慧敏 -RO 2022-03-02 2024-04-26
752 Value Partners Private Equity Limited   -RO 2022-03-02 2024-04-26
753 Vantage Capital Markets HK Limited Gu, Huihui 顧匯匯 +Rep 2024-05-03
754 Vantum Futures Limited Chan, Kwok Hay 陳國禧 +RO 2024-04-23
755 VC CAPITAL LIMITED Huang, Jeff 黃嘉富 -Rep 2023-09-28 2024-04-30
756   Yik, Kei Kwan 易紀筠 -Rep 2023-07-24 2024-04-26
757 VC International Asset Management Limited Qian, Hua (SFC:BME617) 錢華 +Rep 2024-04-22
758 VENHOUSE WEALTH MANAGEMENT LIMITED Yang, Ching Man 楊靜雯 -Rep 2006-04-12 2024-04-30
759 Venture Smart Asia Limited Tang, Kenny Sing Hing 鄧聲興 -RO 2021-09-02 2024-04-29
760 Vision Capital Investment Management Limited Liu, Jiang (SFC:BUS176) 刘江 +Rep 2024-04-30
761 VMI Securities Limited Wong, Maffee Pak Yui 黃柏叡 -Rep 2024-04-16 2024-04-23
762     +RO 2024-04-23
763 VP Wealth Management (Hong Kong) Limited Chan, Kenneth Kam Kong 陳錦光 -Rep 2022-08-01 2024-04-22
764     +RO 2024-04-22
765   Marx, Reto -RO 2022-04-01 2024-05-01
766   Ng, Faye Xiaoying -Rep 2021-11-15 2024-05-01
767   Yip, Shun Fung 葉淳鋒 -Rep 2021-09-14 2024-05-01
768   Yuen, George Pui Kwong 袁沛光 -Rep 2022-11-22 2024-05-01
769 WARD FERRY MANAGEMENT LIMITED Sun, Qinying 孫沁滢 -Rep 2021-11-16 2024-04-26
770 Wealth Harbour Investment & Management Co., Limited Yan, Danny Kai Chi 甄啟智 -RO 2022-03-14 2024-04-30
771 Wealth Link Securities Limited Fung, Pui Hang 馮珮珩 -RO 2023-08-09 2024-04-29
772   Tang, Wa Kin 鄧華鍵 -Rep 2024-04-29 2024-05-02
773     +RO 2024-05-02
774 WealthTac Global Asset Management Limited Chan, Chun Yip (SFC:AUO102) 陳俊業 +RO 2024-04-30
775 WEBULL SECURITIES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2022-11-07 2024-04-22
776   Hung, Chun Kit (SFC:BCU325) 熊俊傑 +Rep 2024-05-03
777   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2024-05-03
778 Wellington Management Hong Kong Limited (b2003-01-02) Enderlein, Carl Dirk -Rep 2024-04-19 2024-04-23
779 Wells Global Asset Management Limited Tam, Joseph Wai Ho 譚偉豪 +Rep 2024-04-29
780 Welwing Capital Group Limited Li, Ruoyang 李若暘 -Rep 2021-10-20 2024-04-30
781     +RO 2024-04-30
782 WeShare Asset Management Limited Kwan, Kenneth Chun Keung 關俊強 -RO 2024-02-16 2024-04-29
783 WIN WIND FINANCE LIMITED Lowe, Norman C. 勞樹源 -Rep 2023-12-13 2024-04-30
784 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Ying, Cheung Wong 邢長旺 +Rep 2024-04-24
785 WING FUNG FUTURES LIMITED Qin, Qianwen 秦倩文 +Rep 2024-04-23
786 WING FUNG SECURITIES LIMITED   +Rep 2024-04-23
787 Wisdom Asset Management Limited (HK) Lin, Shu Lin 林淑玲 +Rep 2024-04-23
788 WRise Prestige Securities Limited Sung, Yuk Ting 宋玉婷 +Rep 2024-05-03
789 WRise Wealth Management (Hong Kong) Limited Cheung, Man Wah Poly (SFC:BMV381) 張曼華 +Rep 2024-05-03
790 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 +Rep 2024-04-29
791 Yan Yun Family Office (HK) Limited Cheung, Kam Fong 張錦方 -Rep 2024-02-27 2024-04-25
792     +RO 2024-04-25
793   Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
794   Wong, Wai Sun (SFC:BUW373) 黃慧新 +Rep 2024-04-25
795 Yuanta Securities (Hong Kong) Company Limited Leung, Lai Ling 梁麗玲 -Rep 2019-07-29 2024-04-23
796   Yang, Huaibin 楊懷斌 -Rep 2024-01-18 2024-04-25
797 Yuet Sheung International Securities Limited Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-01-24 2024-04-30
798 Yunfeng Financial Markets Limited Song, Yuxin 宋雨欣 +Rep 2024-04-29
799 Yunfeng Securities Limited   +Rep 2024-04-29
800 ZEAL ASSET MANAGEMENT LIMITED Wang, Li (SFC:BUS720) 王麗 +Rep 2024-04-24
801 Zentific Investment Management Limited Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 +Rep 2024-04-23
802 Zeta Capital (H.K.) Limited Xu, Luwen 许璐雯 +RO 2024-05-03
803 ZHONG JIA SECURITIES LIMITED Tse, Mei Wah (SFC:BQT337) 謝美華 -Rep 2021-03-09 2024-04-24
804     +RO 2024-04-24
805 Zhong Ou Asset Management International Limited Zhou, Jiejin 周洁瑾 -Rep 2023-09-29 2024-04-21
806 Zhonghui International Securities Limited Hong, Jiajie 洪家捷 +RO 2024-04-23
807 ZHONGMING SECURITIES LIMITED Yu, Zihuang 俞子煌 +Rep 2024-04-24
808 ZIJING ASSET MANAGEMENT LIMITED Lam, Wai Tsin 林維蕆 +RO 2024-04-26
809 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 +RO 2024-04-29

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