Tam, Ka Wai (SFC:AQB100) 譚嘉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-11-29 | 2011-11-10 | Rep | Dealing in securities | 2007-11-29 | 2019-01-11 | Rep | Dealing in futures contracts | 2009-09-02 | 2019-01-11 | Rep | Leveraged foreign exchange trading | 2012-12-20 | 2014-11-26 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2024-05-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy