Tsai, Hsien Wen 蔡憲文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2009-04-15 | 2010-10-01 | Rep | Dealing in securities | 2009-04-15 | 2010-10-01 |
| 2 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Advising on securities | 2011-02-24 | Rep | Dealing in securities | 2011-02-24 | 2011-12-21 | Rep | Asset management | 2011-08-26 | RO | Dealing in securities | 2011-12-21 |
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