Lau, Tak Yan (SFC:APF933) 劉德欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FAIR CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2007-07-06 | 2010-02-04 | RO | Asset management | 2010-02-04 | 2017-12-01 |
| 2 | Finet Securities Limited | Rep | Asset management | 2019-03-12 | 2019-05-24 | RO | Advising on securities | 2019-05-24 | 2019-12-24 | RO | Asset management | 2019-05-24 | 2022-03-03 | RO | Advising on securities | 2020-05-13 | 2022-03-03 | RO | Dealing in securities | 2020-05-13 | 2022-03-03 |
| 3 | Gate3 Capital Limited | Rep | Advising on securities | 2022-03-14 | 2022-03-31 | Rep | Asset management | 2022-03-14 | 2022-03-31 | RO | Advising on securities | 2022-03-31 | RO | Asset management | 2022-03-31 |
| 4 | KILMOREY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-11 | 2019-01-11 |
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