Okita, Bradley

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EFG Asset Management (HK) Limited RO Advising on securities 2011-08-16 2012-05-29
RO Asset management 2011-08-16 2012-05-29
RO Dealing in securities 2011-08-16 2012-05-29
2 Green Court Capital Management Limited Rep Advising on securities 2017-04-28 2022-09-29
Rep Asset management 2017-04-28 2022-09-29
3 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2007-07-24 2008-03-13
Rep Dealing in securities 2007-07-24 2008-03-13
4 Neuberger Berman Asia Limited RO Advising on securities 2008-03-13 2010-01-22
RO Asset management 2008-03-13 2010-01-22
RO Dealing in securities 2008-03-13 2010-01-22
Rep Advising on securities 2013-03-11 2017-04-28
Rep Asset management 2013-03-11 2017-04-28
Rep Dealing in securities 2013-03-11 2017-04-28

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