Yuen, Caren Ka Man 袁嘉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-12-05 | 2011-07-18 | Rep | Dealing in securities | 2011-06-27 | 2015-01-26 | Rep | Dealing in securities | 2015-07-03 | 2020-12-30 |
| 2 | CHAMPUS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-09-01 | 2006-03-31 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2008-02-18 | 2008-09-04 | Rep | Dealing in securities | 2008-02-18 | 2008-09-04 |
| 4 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-04-25 | 2007-11-26 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2005-06-14 | Rep | Advising on securities | 2005-06-14 |
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