Lau, Samuel Cheuk Hang 劉卓鏗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-02-28 | 2008-06-01 | Rep | Dealing in futures contracts | 2007-04-10 | 2008-06-01 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Asset management | 2018-08-02 | Rep | Dealing in securities | 2018-08-02 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2003-07-30 | 2006-12-11 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2008-09-12 | 2018-06-27 | Rep | Advising on securities | 2010-03-24 | 2018-07-21 | Rep | Dealing in futures contracts | 2015-09-22 | 2018-07-21 | RO | Dealing in securities | 2018-06-27 | 2018-07-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy