To, Perry Ho Ting 杜浩霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2014-08-21 | 2019-11-30 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-09 | 2010-08-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-11-09 | 2010-08-14 | Rep | Leveraged foreign exchange trading | 2007-08-09 | 2010-08-14 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-03-16 | 2006-10-17 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-26 | 2006-10-17 |
| 6 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-08-25 | 2014-03-25 |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-25 | 2014-03-25 |
| 8 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-25 | 2014-03-25 |
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