Chan, Ming Yan (SFC:ACD664) 陳洺胤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-05-09 | 2016-04-22 | RO | Dealing in futures contracts | 2020-02-11 | 2020-11-26 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on securities | 2016-04-22 | 2020-11-26 | RO | Advising on futures contracts | 2017-02-22 | 2020-11-26 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2016-04-22 | RO | Dealing in securities | 2020-02-11 | 2020-11-26 |
| 4 | Stellar Securities Limited | Rep | Dealing in securities | 2021-04-29 | 2021-06-28 |
| 5 | TAT LEE SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-10-07 | Rep | Advising on securities | 2004-10-07 | Rep | Asset management | 2004-10-07 | Rep | Dealing in securities | 2005-11-01 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-20 | 2014-05-02 |
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