Lui, Andy Hing Yip 呂興業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2003-10-29 | Rep | Asset management | 2003-10-29 | Rep | Automated trading services | 2003-10-29 | Rep | Advising on corporate finance | 2004-06-14 | Rep | Dealing in securities | 2004-06-14 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-07 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-07 | |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-08-10 | 2009-11-13 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-08-10 | 2009-11-13 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-11-30 | 2012-06-01 | Rep | Dealing in securities | 2009-11-30 | 2012-06-01 |
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