Shu, Hon 舒瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-08-05 | 2019-06-30 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2015-05-20 | 2019-06-30 | Rep | Asset management | 2015-05-20 | 2019-06-30 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-20 | 2019-06-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2010-01-11 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2009-03-19 | 2010-07-14 | Rep | Dealing in securities | 2009-04-23 | 2010-07-14 | Rep | Asset management | 2009-11-20 | 2010-07-14 |
| 6 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-04-19 | 2009-03-09 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2005-02-15 |
| 8 | UIC FINANCIAL ADVISORS LIMITED | Rep | Advising on securities | 2010-07-27 | 2010-10-14 | RO | Advising on securities | 2010-10-14 | 2014-12-31 |
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