Shivalingam, Sanjeevan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-09-07 | 2017-06-10 | Rep | Dealing in securities | 2017-08-24 | 2021-04-09 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-09-07 | 2016-12-18 | Rep | Automated trading services | 2011-10-13 | 2013-08-22 | RO | Automated trading services | 2013-08-22 | 2016-12-18 | Rep | Dealing in securities | 2016-12-19 | 2017-06-10 | RO | Automated trading services | 2016-12-19 | 2017-06-10 | Rep | Automated trading services | 2017-08-24 | 2021-04-09 | Rep | Dealing in securities | 2017-08-24 | 2021-04-09 |
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