Elliott, Michael John (SFC:AWE535)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-11-04 | 2012-04-01 | Rep | Dealing in securities | 2014-05-23 | 2014-06-22 | Rep | Dealing in securities | 2015-04-17 | 2015-04-24 | Rep | Dealing in securities | 2016-11-28 | 2016-12-02 |
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