Halek, David Neil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2013-09-19 | 2013-10-22 | RO | Asset management | 2013-10-22 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-08-29 | Rep | Asset management | 2003-08-29 | RO | Advising on securities | 2003-08-29 | 2013-06-03 | RO | Asset management | 2003-08-29 | 2013-06-03 | RO | Dealing in futures contracts | 2012-09-12 | 2013-06-03 | RO | Dealing in securities | 2012-09-12 | 2013-06-03 |
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