Lee, Koon Wai 李冠偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2007-06-29 | 2007-09-12 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-07 | 2007-03-27 | Rep | Dealing in securities | 2008-02-25 | 2008-03-14 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-14 | 2008-09-20 |
| 4 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-05-13 | Rep | Advising on securities | 2004-05-13 | Rep | Asset management | 2004-05-13 | Rep | Dealing in securities | 2006-03-16 | Rep | Dealing in securities | 2009-02-20 | 2010-06-26 |
| 5 | TAT LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-09-20 | 2020-03-31 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-29 | 2007-06-25 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2007-09-14 | 2008-02-01 |
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