Wong, Yi Fung 黃宜豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2021-04-12 | 2022-04-01 | Rep | Dealing in securities | 2021-04-12 | 2022-04-01 | Rep | Asset management | 2021-08-09 | 2022-04-01 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2015-04-10 | 2015-04-27 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-10-24 | 2015-03-06 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-24 | 2015-03-06 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-06 | 2008-12-01 | Rep | Dealing in securities | 2009-07-22 | 2013-08-20 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-21 | 2008-12-01 | Rep | Dealing in futures contracts | 2009-01-20 | 2013-08-20 |
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