Chong, Ching 莊正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-29 | 2008-04-19 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-09-14 | 2012-08-01 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-11-22 | 2024-01-05 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-11-22 | 2024-01-05 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-12 | 2020-01-18 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2013-10-25 | 2020-01-18 | Rep | Advising on securities | 2013-12-12 | 2020-01-18 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-29 | 2020-01-18 |
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