Leung, King Yuen 梁景源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BALI SECURITIES CO. LIMITED | RO | Dealing in securities | 2005-02-17 | 2009-07-08 |
2 | Everbright Securities Investment Services (HK) Limited | RO | Automated trading services | 2003-07-07 | RO | Advising on corporate finance | 2003-11-05 | RO | Advising on securities | 2003-11-05 | RO | Asset management | 2003-11-05 | RO | Dealing in securities | 2011-11-01 |
3 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2005-04-19 | 2007-12-28 |
4 | SUN TAI CHEUNG CREDITS LIMITED | RO | Securities margin financing | 2005-03-31 |
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