Lo, May Ching Man 盧靜雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on corporate finance | 2003-06-29 | Rep | Advising on securities | 2003-06-29 | Rep | Asset management | 2003-06-29 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-12 | 2011-09-25 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-29 | 2011-09-25 |
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