Lee, Sinn Yee 李善兒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2007-08-01
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2007-08-01
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-08-24
4 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Automated trading services 2003-09-11
Rep Advising on corporate finance 2004-06-17
Rep Advising on securities 2004-06-17
Rep Asset management 2004-06-17
Rep Dealing in securities 2006-08-24

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