Au Yeung, Man 歐陽敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-12-11 | 2015-07-04 | Rep | Dealing in futures contracts | 2016-09-30 | 2017-06-05 | RO | Dealing in futures contracts | 2017-06-05 | 2021-09-30 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-04-23 | 2015-07-04 | Rep | Leveraged foreign exchange trading | 2016-09-30 | 2017-06-05 | RO | Leveraged foreign exchange trading | 2017-06-05 | 2021-09-30 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-03-14 | 2022-04-21 | RO | Dealing in futures contracts | 2022-04-21 | 2023-04-21 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in futures contracts | 2022-03-14 | 2022-04-21 | Rep | Dealing in securities | 2022-03-14 | 2022-04-21 | RO | Dealing in futures contracts | 2022-04-21 | 2023-04-21 | RO | Dealing in securities | 2022-04-21 | 2023-04-21 |
| 5 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2017-10-31 | 2021-09-30 | RO | Leveraged foreign exchange trading | 2017-10-31 | 2021-09-30 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-10-31 | 2021-09-30 |
| 7 | Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2017-06-05 | 2021-09-30 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-04-23 | 2015-07-04 | Rep | Dealing in securities | 2016-09-30 | 2017-06-05 | RO | Dealing in securities | 2017-06-05 | 2021-09-30 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-05-17 | 2023-07-14 | RO | Dealing in futures contracts | 2023-07-14 |
| 10 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2023-10-12 | RO | Advising on securities | 2023-10-12 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2023-05-17 | 2023-07-14 | RO | Dealing in securities | 2023-07-14 |
| 12 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-13 | 2016-09-21 |
| 13 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2016-09-21 |
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