Lok, Colin Wai Hung 駱偉雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-07 | |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-06 | 2021-08-08 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-02-13 | 2017-10-31 | Rep | Advising on securities | 2014-03-03 | 2017-10-31 |
| 4 | Success Securities Limited | Rep | Dealing in securities | 2009-05-18 | 2014-01-30 |
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