Suen, Vincent Wing Chiu 孫穎超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2004-02-27 | 2006-02-17 | Rep | Dealing in securities | 2004-02-27 | 2006-02-17 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2003-06-09 | 2004-02-09 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2006-03-03 | 2018-04-06 | Rep | Dealing in securities | 2006-03-03 | 2018-04-06 | Rep | Advising on futures contracts | 2006-04-07 | 2018-04-06 | Rep | Asset management | 2006-04-07 | 2018-04-06 | Rep | Dealing in futures contracts | 2015-07-06 | 2018-04-06 |
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