Man, Derek Tak-lai 文德禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2016-08-01 | 2018-12-31 | Rep | Asset management | 2016-08-01 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2021-05-14 | Rep | Asset management | 2019-01-01 | 2021-05-14 | Rep | Dealing in securities | 2019-06-21 | 2021-05-14 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-15 | Rep | Asset management | 2021-06-15 | Rep | Dealing in securities | 2021-06-15 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2011-03-08 | 2016-06-24 | Rep | Advising on securities | 2011-03-08 | 2016-06-24 | Rep | Asset management | 2011-03-08 | 2016-06-24 |
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