Mulchandani, Narayan Phatu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anand Rathi Financial Services (HK) Limited | RO | Dealing in securities | 2009-09-23 | 2010-09-12 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2008-03-07 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2008-03-07 | Rep | Dealing in securities | 2003-10-17 | 2008-03-07 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-28 | 2016-02-07 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-11-28 | 2016-02-07 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-10-11 | 2013-06-17 | Rep | Dealing in securities | 2010-10-11 | 2013-06-17 |
| 7 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-03-01 | 2021-03-25 | Rep | Asset management | 2016-03-01 | 2021-03-25 | Rep | Dealing in securities | 2016-03-01 | 2021-03-25 | RO | Advising on securities | 2021-03-25 | RO | Asset management | 2021-03-25 | RO | Dealing in securities | 2021-03-25 |
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