Yau, Tsun Pui 邱俊培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2009-09-04 | 2010-05-13 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-10 | 2010-08-12 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-17 | 2011-11-01 |
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