Ngan, Dennis Hung Kit 顏鴻傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-22 | 2004-09-18 | Rep | Leveraged foreign exchange trading | 2004-03-22 | 2004-09-18 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-09-18 | 2008-11-19 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-09-18 | 2008-11-19 | Rep | Dealing in securities | 2008-09-18 | 2008-11-19 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-18 | 2012-09-17 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-18 | 2012-09-17 |
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