Cheung, Kwok Yan 張國仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-11-08 | 2014-11-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-11-08 | 2014-11-03 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-11-13 | 2017-10-31 | Rep | Dealing in futures contracts | 2021-05-10 | 2021-08-23 | RO | Dealing in futures contracts | 2021-08-23 | RO | Advising on futures contracts | 2022-03-11 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2022-03-11 | RO | Dealing in securities | 2022-03-11 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2014-11-13 | 2017-10-31 | Rep | Dealing in securities | 2021-04-14 | 2021-08-23 | RO | Dealing in securities | 2021-08-23 | RO | Advising on securities | 2022-03-11 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in futures contracts | 2013-11-04 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-22 | Rep | Advising on securities | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in securities | 2013-11-04 |
| 8 | Sun Growth Futures Limited | Rep | Dealing in futures contracts | 2018-10-25 | 2018-11-06 | RO | Dealing in futures contracts | 2018-11-06 | 2019-04-16 |
| 9 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-11-06 | RO | Dealing in securities | 2018-11-06 | 2021-01-31 |
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