Bong, Peng Leong Terence
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-01-05 | 2017-12-29 | Rep | Asset management | 2015-01-05 | 2017-12-29 | Rep | Dealing in securities | 2015-01-05 | 2017-12-29 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-26 | 2010-11-04 | Rep | Advising on securities | 2010-11-25 | 2014-08-20 | Rep | Asset management | 2010-11-25 | 2014-08-20 | Rep | Dealing in securities | 2010-11-25 | 2014-08-20 |
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