Sun, Baron 孫葆崟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2005-09-21 | 2006-01-19 |
| 2 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-06-12 | 2013-02-28 |
| 3 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2008-09-23 | 2014-01-18 | Rep | Advising on securities | 2011-04-20 | 2014-01-18 |
| 4 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-05-25 | 2011-09-30 | Rep | Advising on securities | 2011-04-20 | 2011-09-30 |
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