Lau, Hwa Jen 劉華仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2016-07-11 | |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2003-10-22 | 2004-03-11 | Rep | Dealing in securities | 2003-10-31 | 2004-03-11 | Rep | Advising on securities | 2004-04-13 | 2004-07-21 | Rep | Dealing in securities | 2004-04-13 | 2004-07-21 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2003-07-28 | 2003-10-17 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2004-07-30 | 2009-09-10 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-24 | 2016-07-11 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2009-12-07 | 2010-09-16 |
| 7 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-09-29 | 2012-02-03 |
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