Chan, Peter Kan Sun 陳更申
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.Xin Asset Management Limited | RO | Advising on securities | 2021-02-01 | 2023-01-03 | RO | Asset management | 2021-02-01 | 2023-01-03 | RO | Dealing in securities | 2021-02-01 | 2023-01-03 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-08-22 | 2006-10-16 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-08-20 | 2010-05-01 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-08-20 | 2010-05-01 |
| 5 | CNCB (Hong Kong) Capital Limited | RO | Advising on futures contracts | 2011-05-11 | 2011-10-24 | RO | Advising on securities | 2011-05-11 | 2011-10-24 |
| 6 | DSG Asset Management (HK) Company Limited | Rep | Asset management | 2016-10-06 | 2017-12-05 | RO | Asset management | 2017-12-05 | 2019-10-31 |
| 7 | DSG Securities (Hong Kong) Limited | RO | Advising on securities | 2016-07-21 | 2019-10-31 | RO | Dealing in securities | 2016-07-21 | 2019-10-31 |
| 8 | Future Growth Asset Management Limited | Rep | Advising on securities | 2015-06-15 | 2016-07-08 | Rep | Asset management | 2015-06-15 | 2016-07-08 |
| 9 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2010-06-02 | 2010-09-29 | Rep | Dealing in securities | 2010-06-02 | 2010-09-29 | RO | Dealing in futures contracts | 2010-09-29 | 2011-04-01 | RO | Dealing in securities | 2010-09-29 | 2011-04-01 | Rep | Dealing in futures contracts | 2014-12-18 | 2015-02-06 | Rep | Dealing in securities | 2014-12-18 | 2015-02-06 | Rep | Leveraged foreign exchange trading | 2014-12-18 | 2016-07-08 | RO | Dealing in futures contracts | 2015-02-06 | 2016-07-08 | RO | Dealing in securities | 2015-02-06 | 2016-07-08 |
| 10 | IM Capital Partners Limited | Rep | Advising on securities | 2023-07-18 | 2023-07-21 | Rep | Asset management | 2023-07-18 | 2023-07-21 | RO | Advising on securities | 2023-07-21 | RO | Asset management | 2023-07-21 |
| 11 | Public Securities Limited | RO | Dealing in securities | 2011-11-10 | 2013-01-01 |
| 12 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-07-28 | 2014-09-27 |
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