Wong, Wah Lam 黃華林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2007-04-20 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2007-05-10 | 2007-09-22 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-03-25 | 2012-06-30 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-10-03 | 2008-07-18 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-09-26 | 2008-12-01 | Rep | Dealing in securities | 2012-09-27 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-06-14 |
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