Doshi, Nishi Jyotindra
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2016-01-29 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2010-05-26 | 2011-06-28 | Rep | Dealing in securities | 2011-07-11 | 2012-06-30 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-02-06 | 2007-10-27 | Rep | Dealing in securities | 2007-02-06 | 2007-10-27 | Rep | Dealing in securities | 2008-01-17 | 2008-12-05 |
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