Zhao, Tian (SFC:ANR067) 趙恬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-10-27 | 2016-01-21 | Rep | Dealing in securities | 2015-10-27 | 2016-01-21 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2014-04-28 | Rep | Dealing in securities | 2012-07-03 | 2015-02-27 | RO | Advising on corporate finance | 2014-04-28 | 2015-02-27 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-17 | 2018-03-02 | Rep | Dealing in securities | 2017-03-17 | 2018-03-02 | RO | Advising on corporate finance | 2018-03-02 | 2019-03-31 | RO | Dealing in securities | 2018-03-02 | 2019-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-14 | 2008-12-02 | Rep | Dealing in securities | 2008-08-14 | 2008-12-02 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-08-14 | 2008-12-02 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-07-24 | 2006-08-11 | Rep | Dealing in securities | 2006-07-24 | 2006-08-11 |
| 7 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2020-01-07 | Rep | Dealing in securities | 2020-01-07 |
| 8 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-01-22 | 2012-06-30 | Rep | Dealing in securities | 2010-01-22 | 2012-06-30 |
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