Ho, Victor Yik Hang 何奕恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-24 | 2008-10-01 | Rep | Dealing in securities | 2007-07-24 | 2008-10-01 |
| 2 | BEAR STEARNS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | 2008-10-01 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-07-29 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-11-04 | 2014-12-08 | Rep | Dealing in securities | 2014-11-04 | 2014-12-08 |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-08-17 | 2007-04-20 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-18 | 2007-04-20 |
| 7 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2014-10-20 | Rep | Dealing in securities | 2013-07-04 | 2014-10-20 |
| 8 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-08-06 | 2014-10-20 | Rep | Advising on securities | 2009-08-06 | 2014-10-20 | Rep | Dealing in futures contracts | 2009-08-06 | 2014-10-20 | Rep | Dealing in securities | 2009-08-06 | 2014-10-20 |
| 9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-07 | 2006-07-29 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-21 | 2008-12-29 |
| 11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-21 | 2008-12-29 |
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