Sung, Sennen Siu Hang 宋兆恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2018-12-21 | 2019-04-12 | RO | Asset management | 2018-12-21 | 2019-04-12 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-07 | 2008-05-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-07 | 2008-05-01 |
| 4 | Hectoron Global Capital Management Limited | RO | Advising on securities | 2022-01-04 | RO | Asset management | 2022-01-04 | RO | Dealing in securities | 2022-01-04 |
| 5 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-18 | 2020-01-30 | Rep | Asset management | 2019-09-18 | 2020-01-30 | RO | Advising on securities | 2020-01-30 | 2021-10-27 | RO | Asset management | 2020-01-30 | 2021-10-27 | RO | Dealing in securities | 2020-11-13 | 2021-10-27 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-03 | 2017-06-29 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-03 | 2017-06-29 |
| 8 | SP Global Access Limited | Rep | Dealing in securities | 2017-07-17 | 2017-08-21 | RO | Dealing in securities | 2017-08-21 | 2019-04-12 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-27 | 2013-09-13 | Rep | Dealing in securities | 2010-01-27 | 2013-09-13 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2014-03-31 | Rep | Dealing in securities | 2012-06-26 | 2014-03-31 |
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