Lo, Edward Yip Moon 盧業滿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in futures contracts | 2011-02-19 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2011-02-19 |
| 3 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-04-29 | Rep | Dealing in securities | 2021-04-29 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-07 | 2015-12-30 | Rep | Dealing in securities | 2011-03-07 | 2015-12-30 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2021-04-09 | Rep | Dealing in securities | 2012-06-22 | 2021-04-09 |
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