Lam, Sze Yuen 林詩鉉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-02-16 | 2011-07-05 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-29 | 2011-07-05 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-07-27 | 2013-04-26 | Rep | Dealing in securities | 2011-07-27 | 2013-04-26 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2020-01-22 | Rep | Dealing in securities | 2012-06-20 | 2020-01-22 |
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