Hung, Lap Tung 洪立東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-23 | 2011-01-29 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-05-06 | 2009-05-08 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-23 | 2011-01-29 |
| 4 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-09 | 2017-04-08 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-09-07 | 2017-04-08 |
| 6 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2017-04-24 | 2017-05-17 |
| 7 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2017-04-24 | 2017-05-17 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-02-15 | 2015-12-30 | Rep | Dealing in securities | 2011-02-15 | 2015-12-30 | Rep | Leveraged foreign exchange trading | 2011-08-29 | 2014-10-20 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2016-09-01 | Rep | Dealing in securities | 2012-06-20 | 2016-09-01 | Rep | Leveraged foreign exchange trading | 2012-06-20 | 2016-09-01 | Rep | Dealing in futures contracts | 2017-06-13 | 2021-06-30 | Rep | Dealing in securities | 2017-06-13 | 2021-06-30 |
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