Chu, Wai Leung (SFC:ABQ114) 朱偉良

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-02-03 2009-10-31
2 China Galaxy International Futures (Hong Kong) Co., Limited Rep Dealing in futures contracts 2019-07-15 2022-01-21
3 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2019-07-15 2022-01-21
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-02-03 2009-10-31
5 FIRST SHANGHAI FUTURES LIMITED Rep Dealing in futures contracts 2003-05-22 2005-09-30
Rep Automated trading services 2003-05-26 2003-09-05
6 FIRST SHANGHAI SECURITIES LIMITED Rep Automated trading services 2003-05-26 2003-09-02
Rep Dealing in securities 2003-05-26 2005-09-30
7 SHUN LOONG FUTURES LIMITED Rep Dealing in futures contracts 2005-10-07 2009-10-31
8 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-10-07 2009-10-31
9 SILVERBRICKS SECURITIES COMPANY LIMITED Rep Dealing in futures contracts 2022-05-03
Rep Dealing in securities 2022-05-03
10 Soochow Securities International Brokerage Limited Rep Dealing in securities 2015-03-10 2017-09-29
11 Soochow Securities International Futures Limited Rep Dealing in futures contracts 2015-03-10 2017-09-29
12 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-11-09 2015-02-11
Rep Dealing in securities 2009-11-09 2015-02-11
13 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2012-06-18 2015-02-11
Rep Dealing in securities 2012-06-18 2015-02-11
Rep Dealing in futures contracts 2017-10-25 2019-03-30
Rep Dealing in securities 2017-10-25 2019-03-30

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