Tsang, Tam Shui 曾譚水
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-10 | Rep | Asset management | 2003-04-10 | Rep | Automated trading services | 2003-04-10 | Rep | Dealing in futures contracts | 2003-04-10 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-10 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-10 | Rep | Advising on securities | 2003-04-10 | Rep | Asset management | 2003-04-10 | Rep | Automated trading services | 2003-04-10 | Rep | Dealing in securities | 2003-04-10 |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-23 | 2008-07-09 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-23 | 2008-07-09 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-01-23 | 2014-04-18 |
| 7 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-23 | 2014-04-18 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-07-22 | 2014-01-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-22 | 2014-01-01 |
| 10 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-13 | 2004-09-21 |
| 11 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-05-13 | 2004-09-21 |
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