Chu, Shun Hin 朱信軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | Rep | Advising on securities | 2015-12-28 | 2016-06-20 | Rep | Asset management | 2015-12-28 | 2016-06-20 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-07 | 2008-06-20 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-06-23 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-17 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-23 | 2018-12-17 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-07-31 | 2015-12-06 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-26 | 2015-12-06 |
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