Lee, Sheung Chau 李湘舟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-11-16 | 2009-09-02 | Rep | Advising on securities | 2007-11-16 | 2009-09-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Automated trading services | 2003-10-13 | Rep | Dealing in securities | 2007-08-06 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2007-08-06 |
| 4 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-27 | 2013-12-31 |
| 5 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2009-09-10 | 2010-01-22 |
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