Zeng, Chao (SFC:ANZ628) 曾超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-09-20 | 2011-01-12 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2020-07-07 | RO | Dealing in securities | 2020-07-07 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-11 | 2013-06-22 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-14 | 2019-09-17 | Rep | Dealing in securities | 2019-05-14 | 2019-09-17 | RO | Advising on securities | 2019-09-17 | 2020-03-31 | RO | Dealing in securities | 2019-09-17 | 2020-03-31 |
| 5 | RUIFENG SECURITIES LIMITED | Rep | Advising on securities | 2019-03-01 | 2019-03-11 | Rep | Dealing in securities | 2019-03-01 | 2019-03-11 |
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