Yu, Kai (SFC:AVR403) 喻凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2013-04-30 | 2013-12-31 | Rep | Dealing in securities | 2013-04-30 | 2013-12-31 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-08-16 | 2011-11-18 | Rep | Advising on securities | 2010-08-16 | 2011-11-18 | Rep | Dealing in securities | 2010-08-16 | 2011-11-18 |
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