Ye, Mingyuan 葉鳴遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-06-08 | 2022-04-13 | Rep | Dealing in securities | 2021-06-08 | 2022-04-13 | RO | Advising on securities | 2022-04-13 | RO | Dealing in securities | 2022-04-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-15 | 2006-05-19 | Rep | Dealing in securities | 2009-11-03 | 2010-03-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-29 | 2013-06-25 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-11-02 | 2018-05-07 | Rep | Advising on securities | 2017-11-02 | 2019-12-11 | RO | Dealing in securities | 2018-05-07 | 2020-10-27 | RO | Advising on securities | 2019-12-11 | 2020-10-27 |
| 5 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2021-01-20 | 2021-03-25 | Rep | Dealing in securities | 2021-01-20 | 2021-03-25 | RO | Advising on securities | 2021-03-25 | 2021-05-06 | RO | Dealing in securities | 2021-03-25 | 2021-05-06 |
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