Wang, Yan (SFC:APX217) 王炎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLUESTONE SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2016-06-13 | 2020-09-30 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-30 | 2008-09-29 | Rep | Dealing in securities | 2007-10-30 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-10-30 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-10-20 | Rep | Dealing in securities | 2008-10-10 | 2009-10-20 | Rep | Advising on corporate finance | 2010-07-02 | 2014-10-11 | Rep | Advising on securities | 2010-07-02 | 2014-10-11 | Rep | Dealing in securities | 2010-07-02 | 2014-10-11 |
| 5 | Vision Capital Investment Management Limited | Rep | Dealing in securities | 2009-11-04 | 2010-07-01 | Rep | Advising on securities | 2009-11-24 | 2010-07-01 | Rep | Asset management | 2009-11-24 | 2010-07-01 |
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