Sheppard, Neil Murray (SFC:AUC311)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bletchley Park Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-09-24 | 2020-07-29 | Rep | Asset management | 2019-10-16 | 2020-07-29 | RO | Advising on securities | 2020-07-29 | 2022-07-21 | RO | Asset management | 2020-07-29 | 2022-07-21 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-11 | 2019-04-08 | Rep | Advising on futures contracts | 2013-12-23 | 2019-04-08 | Rep | Dealing in futures contracts | 2013-12-23 | 2019-04-08 | Rep | Dealing in securities | 2013-12-23 | 2019-04-08 |
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