Pelham, Miles Christian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2012-02-16 | 2013-05-30 | Rep | Dealing in securities | 2012-02-16 | 2013-05-30 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-09-05 | 2017-11-30 | Rep | Dealing in securities | 2013-09-05 | 2017-11-30 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-02-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2007-08-24 | Rep | Dealing in securities | 2007-08-22 | 2007-08-24 | Rep | Dealing in futures contracts | 2010-01-04 | 2011-11-19 | Rep | Dealing in securities | 2010-01-04 | 2011-11-19 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2011-11-19 |
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